CATES, THOMAS, L

C20

IAR CRD 3064356·Industry start 2001-02-23

Identity

Legal name

CATES, THOMAS, L

CRD

3064356

NPN

—

Career

Previous employments

PURSHE KAPLAN STERLING INVESTMENTS2023-10-13

PARK AVENUE SECURITIES LLC2010-01-19

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

2001-02-23

Est. age

47

Age confidence

—

Est. birth year

1979

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

THE WELLINGTON GRP LLC

IAR · Direct Owner · 17.5% ownership