SourcingSourcing

THE WELLINGTON GRP LLC

C43
CRD 332803·SEC 801-131076·INDIANAPOLIS, IN
AUM
$473.6M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE WELLINGTON GRP LLC
CRD
332803
SEC file #
801-131076
EIN
413777187
DBA names
—

Economics

AUM
$473.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$136.4M → $473.6M▲ +247%
Client mix
Individuals Other1,439
Individuals High Net Worth77

Operations

Employees (total)
10
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
8 advisors → 9 advisors▲ +13%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
thewellingtongroupllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BONANNO, ANTHONY, J
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BONANNO, ANTHONY, J
CATES, THOMAS, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEWELLINGTONGROUPLLC.COM
Rdap Domain Creation Date
1999-11-10T19:12:27Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002128461
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2026-04-20
Edgar Last Filing Date
2026-05-19
Edgar Form D Count
3
Edgar Form D Offerings
2026-05-192026-05-19 · 0002128461-26-000006
2026-05-042026-05-04 · 0002128461-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
9000 KEYSTONE CROSSINGSTE 400INDIANAPOLIS, IN 46240
Business
9000 KEYSTONE CROSSINGSTE 400INDIANAPOLIS, IN 46240
Edgar EIN
413777187
Edgar Recent Filings
D/A2026-05-19 · 0002128461-26-000006
D/A2026-05-04 · 0002128461-26-000005
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-10T19:12:27Z
Rdap Domain Last Changed
2025-01-30T21:21:24Z
Rdap Nameservers
Ns-cloud-d1.googledomains.comNs-cloud-d2.googledomains.comNs-cloud-d3.googledomains.comNs-cloud-d4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
1534308
Trust Company Affiliate
No

People (11)

11
BONANNO, ANTHONY, J
IAR · Direct Owner · 87.5%
1534308
CATES, THOMAS, L
IAR · Direct Owner · 17.5%
3064356
MORITZ, MAXWELL, T
IAR · Direct Owner · 7.5%
6440839
MILLER, NATHANIEL, JOHN
IAR · Executive Officer · 2.5%
4201700
Brian Joseph Petraitis
Executive Officer · 2.5%
7255407
PATRICK HAGAN DYKSTRA
IAR
6865713
ANDREW JAMES CORNELL
IAR
2790895
Chyathorn Scott Zipperle
IAR
7988020
Kevin Patrick Zeyen
IAR
2466225
TIMOTHY DANA BALES
IAR
5062888
NICHOLAS BELA PROKAI
IAR
7162548