LOCK, BRIAN, CHRISTOPHER

C36

IAR CRD 3092520·Industry start 1998-08-20

Identity

Legal name

LOCK, BRIAN, CHRISTOPHER

CRD

3092520

NPN

—

Career

Previous employments

SECURITIES AMERICA, INC.2015-07-09

LPL FINANCIAL LLC2009-09-08

Current branches

OSAIC WEALTH, INC.

UNIVERSAL FINANCIAL ADVISORS, LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1998-08-20

Est. age

50

Age confidence

—

Est. birth year

1976

BC active

Yes

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

UNIVERSAL FINANCIAL ADVISORS, LLC

IAR · Executive Officer · 2.5% ownership