SCHWARTZ, HAROLD ALAN

B55

IAR CRD 841225·Industry start 1980-12-08

Identity

Legal name

SCHWARTZ, HAROLD ALAN

CRD

841225

NPN

—

Career

Previous employments

ROYAL ALLIANCE ASSOCIATES, INC.2015-06-30

THE LEADERS GROUP, INC.1995-10-10

Current branches

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC.

Designations

—

Education

—

BrokerCheck signals

Industry start

1980-12-08

Est. age

68

Age confidence

—

Est. birth year

1958

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

Yes

Firm affiliations

2

COMPASS FINANCIAL MANAGEMENT LLC

DMK ADVISOR GROUP, INC.

IAR · Direct Owner · 17.5% ownership