SourcingSourcing

DMK ADVISOR GROUP, INC.

C35
CRD 41067·SEC 801-121389·LUTZ, FL
AUM
$84.5M
$25M-$100M
Est. Revenue
$845K
@ 1% on AUM
Est. EBITDA
$253K
@ 30% margin
Est. Deal Value
$2.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DMK ADVISOR GROUP, INC.
CRD
41067
SEC file #
801-121389
EIN
921218022
DBA names
—

Economics

AUM
$84.5M
AUM band
$25M-$100M
AUM trajectory
'22'26
$78.3M → $84.5M▲ +8%
Client mix
Individuals Other216
Individuals High Net Worth82

Operations

Employees (total)
42
Advisory staff (per ADV)
28
Advisory staff (5-yr trend)
'22'26
22 advisors → 28 advisors▲ +27%
Primary office
LUTZ FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
12/19/2025
ADV-W filed at
—
Website
facebook.com/dmkadvisorgroup(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DESAI, JANAK R
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
10
Control Persons
DESAI, JANAK R
DOUGLAS, KELVIN RAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:dmk.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001980223
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2023-06-22
Edgar Last Filing Date
2025-11-20
Edgar Form D Count
19
Edgar Form D Offerings
2025-11-202025-11-20 · 0001980223-25-000005
2025-11-072025-11-07 · 0001980223-25-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3972
Soi Zip Pct 200k Plus
0.1677
Soi Zip Returns 200k Plus
2,390
Soi Zip Total AGI
1,978,925
Fdic Zip Total Deposits
2,175,128,000
Fdic Zip Branch Count
41
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
39
Bc Firm Active IA Count
28
Bc Firm IAR Count
40
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
300 CRESCENT COURTSUITE 700DALLAS, TX 75201
Business
300 CRESCENT COURTSUITE 700DALLAS, TX 75201
Edgar EIN
921218022
Edgar Recent Filings
D/A2025-11-20 · 0001980223-25-000005
D/A2025-11-07 · 0001980223-25-000004
Fdic Zip Branches Raw
Barnett Bank of Manatee County, National AssociationOneco, FL
First Union National Bank of FloridaOneco, FL
Fdic Zip HHI
3025.76
Fdic Zip Top Bank Share Pct
43.04
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,284
Returns2,970
Stub 2
AGI95,342
Returns2,560
Stub 3
AGI112,172
Returns1,820
Soi Zip Total Business Income
44,600
Soi Zip Total Cap Gains
198,298
Soi Zip Total Dividends
33,255
Soi Zip Total Returns
14,250
Top Owner CRD
6307455
Trust Company Affiliate
No

People (41)

41
DESAI, JANAK R
IAR · Direct Owner · 17.5%
6307455
SCHWARTZ, HAROLD ALAN
IAR · Direct Owner · 17.5%
841225
DOUGLAS, KELVIN RAY
IAR · Direct Owner · 17.5%
4723703
MISRA, SUNIL DUTT
IAR · Direct Owner · 17.5%
5617829
PEREZ, JORGE RAMON
IAR · Direct Owner · 17.5%
2253547
KOHN, STEPHEN ALAN
IAR · Executive Officer · 2.5%
1267211
OHMAN, JOHN DAVID
IAR · Executive Officer · 2.5%
1059085
GALLIGAN, PETER B
IAR · Executive Officer · 2.5%
1873304
Baskett, Erin, Elaine
IAR · Executive Officer · 2.5%
4538604
GROSMAN, BARRY JULIAN
Executive Officer · 2.5%
7967542
TROY ADAM COOK
IAR
6121171
Christine Marie Cagle
IAR
7304095
ALBERTO PEDROSA-MENABRITO
IAR
2915919
Joshua Hunter Hogan
IAR
7807554
MICHAEL G WEIST
IAR
6065721
COLIN ELLSWORTH MACLEOD
IAR
6220095
Owen Riley Williams
IAR
8138945
GAIL DIANE
IAR
1724324
DAVID WILLIAM LAMONT
IAR
2550451
MICHAEL JOSEPH BLACKMORE
IAR
2879954
JOSEPH MICHAEL CHIRKO
IAR
1003004
WYROUGH, PETER, STUART
IAR
1291706
JESUS MANUEL BRAVO
IAR
2838164
RODNEY ARIN BECKER
IAR
5199495
BRANDON URIAH RITCHEY
IAR
5614157
RUBEN RODRIGUEZ-DOMINGUEZ
IAR
2429821
JUAN CARLOS MELENDEZ-CALERO
IAR
2266483
SIGSIG M JIMENEZ
IAR
5540161
ALAN ROLAND WOOLEVER
IAR
1445680
CLIFTON SCOTT JOHNSON
IAR
1916807
CALEB LEVI SMITH
IAR
5728866
Carlos Valadez
IAR
5102091
ALBERTO MONROIG-NIEVES
IAR
2269279
DAVID DANIEL HOGAN
IAR
1761768
WAGNER, MELISSA, ANN
IAR
4961955
VICTORIA Gascoigne CROSBY
IAR
1544327
JAMES PATRICK DONNELLY
IAR
5781822
STANLEY, HANNAH, ELIZABETH
IAR
6636772
DANIEL ALLEN BRAMSCHREIBER
IAR
2891694
STEPHEN CHARLES WESTVEER
IAR
2580408
Donald Michael Paracca
IAR
7812325