| A65 | UNION STREET PARTNERS LLC CRD 156148 | VA | $86.3M | — | E*Trade→ |
| B64 | HUNTER MICHAEL INVESTMENT ADVISORS INC CRD 107884 | VA | $81.2M | 1 | E*Trade→ |
| B64 | XPS CAPITAL LLC CRD 311665 | VA | $95.3M | 2 | Charles Schwab→ |
| B60 | CRITERION AFRICA PARTNERS, INC CRD 291386 | MD | $85.9M | — | E*Trade→ |
| B55 | TANAKA CAPITAL MANAGEMENT INC CRD 109888 | CT | $69.4M | 1 | E*Trade→ |
| B53 | AMERICAN FINANCIAL MANAGEMENT, LTD. CRD 111016 | MD | $31.6M | 2 | Charles Schwab→ |
| B52 | OXFORD GATE MANAGEMENT, LLC CRD 297061 | CT | $90.9M | — | U.S. Bank→ |
| B51 | ALBRIGHT CAPITAL MANAGEMENT LP CRD 133613 | VA | $49.8M | — | E*Trade→ |
| C46 | HERMITAGE WEALTH MANAGEMENT, INC. CRD 333235 | VA | $37.5M | 5 | E*Trade→ |
| C46 | PROFIT INVESTMENT MANAGEMENT, LLC CRD 110294 | MD | $26.8M | — | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C44 | BLUE MARLIN HOLDCO LLC CRD 313892 | MD | $52.7M | — | E*Trade→ |
| C44 | EVOLUTIONARY TREE CAPITAL MANAGEMENT, LLC CRD 291127 | VA | $91.7M | 2 | Charles Schwab→ |
| C43 | MONACHIL CAPITAL PARTNERS LP CRD 311376 | CT | $71.7M | — | JPMorgan→ |
| C40 | WRIGHT PRIVATE ASSET MANAGEMENT LLC CRD 139570 | CT | $74.1M | 4 | Charles Schwab→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C32 | VANSHAP CAPITAL, LLC CRD 162206 | VA | $76.7M | 2 | E*Trade→ |
| C32 | OXFORD PARK MANAGEMENT, LLC CRD 324383 | CT | $71.4M | — | E*Trade→ |
| C32 | THIRDLINE CAPITAL MANAGEMENT LLC CRD 314158 | VA | $64.3M | 1 | E*Trade→ |
| C29 | GRAYSCALE ADVISORS, LLC CRD 314868 | CT | $60.6M | 14 | State Street→ |
