SourcingSourcing

OXFORD GATE MANAGEMENT, LLC

B52
CRD 297061·SEC 801-122893·GREENWICH, CT
AUM
$90.9M
$25M-$100M
Est. Revenue
$909K
@ 1% on AUM
Est. EBITDA
$273K
@ 30% margin
Est. Deal Value
$2.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OXFORD GATE MANAGEMENT, LLC
CRD
297061
SEC file #
801-122893
EIN
825067135
DBA names
—

Economics

AUM
$90.9M
AUM band
$25M-$100M
AUM trajectory
'22'26
$249.9M → $90.9M▼ -64%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
23
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'22'26
9 advisors → 7 advisors▼ -22%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
oxfordfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OXFORD FUNDS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
OXFORD FUNDS, LLC
COHEN, JONATHAN, HARRIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OXFORDFUNDS.COM
Rdap Domain Creation Date
2016-03-17T14:28:40Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001759126
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2018-11-16
Edgar Last Filing Date
2025-11-03
Edgar Form D Count
8
Edgar Form D Offerings
2025-11-032025-11-03 · 0001759126-25-000002
2024-12-202024-12-20 · 0001759126-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank4
E*trade4
Edgar Addresses
Mailing
8 SOUND SHORE DRIVE, SUITE 255GREENWICH, CT 06830
Business
8 SOUND SHORE DRIVE, SUITE 255GREENWICH, CT 06830
Edgar EIN
825067135
Edgar Recent Filings
D/A2025-11-03 · 0001759126-25-000002
40-APP/A2025-10-14 · 0001213900-25-098756
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-19T11:59:59Z
Rdap Domain Last Changed
2025-03-20T11:47:44Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
COHEN, JONATHAN, HARRIS
Executive Officer · 2.5%
1855647
ROSENTHAL, SAUL, BARAK
Executive Officer · 2.5%
3125081
RUBIN, BRUCE, LAWRENCE
Executive Officer · 2.5%
6554037
CUMMINS, GERALD, RICHARD
Executive Officer · 2.5%
1322563