SourcingSourcing

HERMITAGE WEALTH MANAGEMENT, INC.

C46
CRD 333235·SEC 801-134426·RICHMOND, VA
AUM
$37.5M
$25M-$100M
Est. Revenue
$375K
@ 1% on AUM
Est. EBITDA
$113K
@ 30% margin
Est. Deal Value
$901K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HERMITAGE WEALTH MANAGEMENT, INC.
CRD
333235
SEC file #
801-134426
EIN
—
DBA names
Hermitage Wealth

Economics

AUM
$37.5M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals Other193
Individuals High Net Worth4

Operations

Employees (total)
14
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
6 advisors → 4 advisors▼ -33%
Primary office
RICHMOND VA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/hermitagewealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOFFER, JOHN CORY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HOFFER, JOHN CORY
HOFFER, JANINE, CATE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4304
Soi Zip Pct 200k Plus
0.1827
Soi Zip Returns 200k Plus
2,900
Soi Zip Total AGI
2,105,812
Fdic Zip Total Deposits
83,254,163,000
Fdic Zip Branch Count
496
Fdic Zip Top Banks
Capital One Bank
Truist Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Signet Bank-VirginiaRichmond, VA
Central Fidelity National BankRichmond, VA
Fdic Zip HHI
3901.5
Fdic Zip Top Bank Share Pct
61.1
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,717
Returns3,110
Stub 2
AGI86,532
Returns2,310
Stub 3
AGI126,263
Returns2,030
Soi Zip Total Business Income
62,543
Soi Zip Total Cap Gains
108,547
Soi Zip Total Dividends
88,622
Soi Zip Total Returns
15,870
Top Owner CRD
4093325
Trust Company Affiliate
No

People (6)

6
HOFFER, JOHN CORY
IAR · Direct Owner · 62.5%
4093325
JANINE CATE HOFFER
Direct Owner · 37.5%
4026620
CHRISTOPHER WILL COSBY
IAR
5879069
RUSSELL WILLIAM MUNN
IAR
6896621
RYAN BERNSTINE
IAR
7813420
Elizabeth Blanco Mosier
IAR
6828818