| B50 | SYSTELLIGENCE, LLC CRD 283582 | MN | $783.9M | 3 | E*Trade→ |
| C48 | HIGHMARK WEALTH MANAGEMENT LLC CRD 164790 | MN | $611.7M | 4 | E*Trade→ |
| C48 | ACCREDITED INVESTOR SERVICES, LLC CRD 148821 | MN | $591.0M | 10 | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C37 | SUMMIT CREEK ADVISORS, LLC CRD 135496 | MN | $650.9M | 3 | E*Trade→ |
| C36 | PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC. CRD 119436 | MN | $505.0M | 3 | E*Trade→ |
| C36 | PORTER WHITE INVESTMENT ADVISORS, INC. CRD 110876 | AL | $748.2M | 4 | E*Trade→ |
| C33 | WHEELER RETIREMENT PLANS LLC CRD 327889 | MN | $618.1M | 2 | E*Trade→ |
| C33 | NORTH SKY CAPITAL, LLC CRD 133959 | MN | $986.1M | — | E*Trade→ |
| C32 | WESTWARD INVESTMENT ADVISORY, LLC CRD 281742 | KS | $571.5M | 3 | E*Trade→ |
| C29 | NORTHERN LAKES CAPITAL, L.P. CRD 315975 | MN | $575.4M | — | E*Trade→ |
| C29 | SUNFLOWER WEALTH ADVISORS LLC CRD 269963 | KS | $812.8M | 3 | E*Trade→ |
| C26 | GOLDNER HAWN LP CRD 299154 | MN | $898.9M | — | E*Trade→ |
| C26 | PHD CONSULTING LLC CRD 304989 | KS | $506.2M | 1 | E*Trade→ |
| C25 | SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC CRD 147384 | MN | $730.4M | 7 | E*Trade→ |
| C25 | THE WEALTH GROUP, LTD CRD 311385 | MN | $711.0M | 10 | E*Trade→ |
| C24 | CARLSON & COMPANY FINANCIAL SERVICES, LLC CRD 295907 | KS | $632.2M | 10 | E*Trade→ |
| C22 | THE OAK RIDGE FINANCIAL SERVICES GROUP, INC CRD 42941 | MN | $668.6M | 50 | E*Trade→ |
| C18 | MINDFUL ASSET PLANNING LLC CRD 113965 | MN | $529.5M | 2 | E*Trade→ |
