SourcingSourcing

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

C25
CRD 147384·SEC 801-69248·MINNEAPOLIS, MN
AUM
$730.4M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
CRD
147384
SEC file #
801-69248
EIN
460454087
DBA names
—

Economics

AUM
$730.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$271.4M → $730.4M▲ +169%
Client mix
Individuals Other303
Individuals High Net Worth220
Charitable Organizations2

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
6 advisors → 7 advisors▲ +17%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
facebook.com/sdwadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DYGOS, STEPHEN, JOHN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DYGOS, STEPHEN, JOHN
SCHWARZ, JOSEPH, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001384042
Edgar Registered
Yes
Edgar Filing Count
77
Edgar First Filing Date
2008-02-12
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
74
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001062993-26-002606

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Business
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Edgar EIN
460454087
Edgar Recent Filings
13F-HR2026-05-14 · 0001062993-26-002606
13F-HR2026-02-11 · 0001062993-26-000798
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3273752
Trust Company Affiliate
No

People (7)

7
SCHWARZ, JOSEPH, WILLIAM
IAR · Direct Owner · 37.5%
2633754
DYGOS, STEPHEN, JOHN
IAR · Direct Owner · 37.5%
3273752
WHEELER, BENJAMIN, JACKSON
IAR · Direct Owner · 37.5%
4583725
Jon Michael Hogan
IAR
7626608
PAUL STEVEN WILSON
IAR
4616079
DAVID HARVEY STEFL
IAR
5508791
Emily Marie Nuth
IAR
7565104