| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| B54 | ARMADA ETF ADVISORS LLC CRD 317979 | MI | $10.2M | — | E*Trade→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C45 | TRUSTEE EMPOWERMENT & PROTECTION, INC. CRD 108249 | MI | $10.3M | 4 | E*Trade→ |
| C44 | RM INVESTMENT STRATEGIES, LLC CRD 322828 | MI | $21.9M | 2 | Charles Schwab→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C36 | JENNY WEAVER CAPITAL LLC CRD 336311 | MI | $0 | — | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C34 | WILLIAMS & ASSOCIATES, INC. CRD 338196 | MD | $0 | 6 | LPL Financial→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C32 | MARKETOCRACY MASTERS INC. CRD 314667 | MI | $4.5M | 2 | E*Trade→ |
| C31 | AILERON LTD CRD 109174 | MI | $0 | — | E*Trade→ |
| C31 | ADAMS FUNDS ADVISERS, LLC CRD 226613 | MD | $0 | — | E*Trade→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C29 | THE PICKLE PROS L.L.C. CRD 325575 | MI | $0 | 1 | E*Trade→ |
| C28 | TAMARISK CAPITAL MANAGEMENT CRD 339175 | MI | $0 | — | E*Trade→ |
| C28 | LFN ADVISORS INC. CRD 169361 | MI | $23.7M | 4 | Charles Schwab→ |
| C25 | NEA MEMBER BENEFITS CRD 138196 | MD | $0 | 2 | E*Trade→ |
| C24 | INSTITUTIONAL SHAREHOLDER SERVICES INC. CRD 111940 | MD | $0 | — | E*Trade→ |
