SourcingSourcing

PALADIN CAPITAL, LLC

C33
CRD 288037·SEC 801-128690·ARDEN HILLS, MN
AUM
$6.9M
<$25M
Est. Revenue
$69K
@ 1% on AUM
Est. EBITDA
$21K
@ 30% margin
Est. Deal Value
$167K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PALADIN CAPITAL, LLC
CRD
288037
SEC file #
801-128690
EIN
—
DBA names
Paladin Capital

Economics

AUM
$6.9M
AUM band
<$25M
AUM trajectory
'25'26
$4.0M → $6.9M▲ +74%
Client mix
Individuals Other17
Individuals High Net Worth1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
ARDEN HILLS MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
capitalpaladin.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FOLEY, JEFFREY, ALLEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FOLEY, JEFFREY, ALLEN
Ostby, Paul, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITALPALADIN.COM
Rdap Domain Creation Date
2017-03-01T05:42:46Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
6,434
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-01T05:42:46Z
Rdap Domain Last Changed
2026-03-02T14:45:47Z
Rdap Nameservers
Ns-1300.awsdns-34.orgNs-1986.awsdns-56.co.ukNs-670.awsdns-19.netNs-93.awsdns-11.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4237174
Trust Company Affiliate
No

People (5)

5
FOLEY, JEFFREY, ALLEN
IAR · Direct Owner · 62.5%
4237174
Ostby, Paul, R
Direct Owner · 37.5%
6776640
Jack Robert Ekholm
IAR
7936920
Foley, Nikki, Lynn
IAR
6784833
MATTHEW AARON BRYANT
IAR
6120694