SourcingSourcing

NEA MEMBER BENEFITS

C25
CRD 138196·SEC 801-64989·GAITHERSBURG, MD
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEA MEMBER BENEFITS
CRD
138196
SEC file #
801-64989
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Other103,368

Operations

Employees (total)
86
Advisory staff (per ADV)
19
Advisory staff (5-yr trend)
'20'26
23 advisors → 19 advisors▼ -17%
Primary office
GAITHERSBURG MD
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Publication of periodicalsEducational Seminars WorkshopsOther Advisory Services
Fee basis
Fixed feesOther Compensation

Filings

Latest ADV filing
11/19/2025
ADV-W filed at
—
Website
x.com/neabenefits

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NATIONAL EDUCATION ASSOCIATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
NATIONAL EDUCATION ASSOCIATION
CANDELARIA, NOEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
341
Form 5500 Compensation Trajectory 3y
20240
20250
Form 5500 Plan Count Trajectory 3y
20242
20251
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (12)

12
OZKAN, LISA, SOTIR
IAR · Executive Officer · 2.5%
5061654
CANDELARIA, NOEL
Executive Officer · 2.5%
4526163
IVERSON, AIMEE, STRAND
Executive Officer · 2.5%
7999161
JONES, JASMAN, JOYE
Executive Officer · 2.5%
5818544
Lindner, Leona, Suzanne
Executive Officer · 2.5%
7821298
LLORENS, ALBERT, JUAN
Executive Officer · 2.5%
8192502
MOSS, PRINCESS
Executive Officer · 2.5%
6564503
MULRONEY, CHRISTINE, LEE
Executive Officer · 2.5%
7999166
RASMUSSEN, SHANNON, LEIGH
Executive Officer · 2.5%
8192497
TARRAGO, CHRISTINE, BARBARA
Executive Officer · 2.5%
7999167
Vaughan, James, Greer
Executive Officer · 2.5%
7657680
TAREN DANETTA COLEMAN
IAR
4346545