| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| B54 | ARMADA ETF ADVISORS LLC CRD 317979 | MI | $10.2M | — | E*Trade→ |
| C45 | QUADRANT REAL ESTATE ADVISORS LLC CRD 138077 | GA | $24.9M | — | E*Trade→ |
| C45 | TRUSTEE EMPOWERMENT & PROTECTION, INC. CRD 108249 | MI | $10.3M | 4 | E*Trade→ |
| C44 | RM INVESTMENT STRATEGIES, LLC CRD 322828 | MI | $21.9M | 2 | Charles Schwab→ |
| C42 | WOLVERINE INVESTMENT ADVISORS, LLC CRD 307037 | GA | $1.5M | — | E*Trade→ |
| C39 | PRCE MANAGEMENT LLC CRD 312533 | GA | $22.2M | — | Pershing→ |
| C36 | JENNY WEAVER CAPITAL LLC CRD 336311 | MI | $0 | — | E*Trade→ |
| C32 | MARKETOCRACY MASTERS INC. CRD 314667 | MI | $4.5M | 2 | E*Trade→ |
| C32 | CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC CRD 340405 | GA | $0 | — | E*Trade→ |
| C31 | AILERON LTD CRD 109174 | MI | $0 | — | E*Trade→ |
| C31 | TIMBERLINK LLC CRD 170067 | GA | $594K | — | E*Trade→ |
| C30 | GREENWOOD INVESTMENT ADVISORS, LLC CRD 327470 | GA | $229K | — | E*Trade→ |
| C29 | DISCIPLINE STRATEGIES MANAGEMENT, LP CRD 336716 | GA | $0 | — | E*Trade→ |
| C29 | THE PICKLE PROS L.L.C. CRD 325575 | MI | $0 | 1 | E*Trade→ |
| C28 | OPPENHEIMERFUNDS INC CRD 104983 | GA | $828K | — | E*Trade→ |
| C28 | TAMARISK CAPITAL MANAGEMENT CRD 339175 | MI | $0 | — | E*Trade→ |
| C28 | LFN ADVISORS INC. CRD 169361 | MI | $23.7M | 4 | Charles Schwab→ |
| C25 | GREENLIGHT INVESTMENT ADVISORS, LLC CRD 308546 | GA | $0 | — | E*Trade→ |