SourcingSourcing

CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC

C32
CRD 340405·SEC 801-135788·ATLANTA, GA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC
CRD
340405
SEC file #
801-135788
EIN
992092766
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
—
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
callodinesbic.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARFIELD, OLIVER, SCOTT
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BARFIELD, OLIVER, SCOTT
BRANNON, STEVEN, T
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CALLODINESBIC.COM
Rdap Domain Creation Date
2026-02-25T16:06:47Z
Rdap Firm Age Years
0
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002107251
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-05-14
Edgar Last Filing Date
2026-05-14
Edgar Form D Count
1
Edgar Form D Offerings
2026-05-142026-05-14 · 0002107251-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4747
Soi Zip Pct 200k Plus
0.2948
Soi Zip Returns 200k Plus
4,540
Soi Zip Total AGI
5,646,117
Fdic Zip Total Deposits
175,881,404,000
Fdic Zip Branch Count
750
Fdic Zip Top Banks
Truist Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
ONE BUCKHEAD PLAZA, SUITE 11203060 PEACHTREE ROADATLANTA, GA 30305
Business
ONE BUCKHEAD PLAZA, SUITE 11203060 PEACHTREE ROADATLANTA, GA 30305
Edgar EIN
992092766
Edgar Recent Filings
D2026-05-14 · 0002107251-26-000002
Fdic Zip Branches Raw
First Union National Bank of GeorgiaAtlanta, GA
First Union National Bank of GeorgiaAtlanta, GA
Fdic Zip HHI
721.59
Fdic Zip Top Bank Share Pct
20.07
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-02-25T16:06:47Z
Rdap Domain Last Changed
2026-02-25T16:06:47Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,939
Returns2,560
Stub 2
AGI76,851
Returns2,050
Stub 3
AGI121,024
Returns1,940
Soi Zip Total Business Income
110,415
Soi Zip Total Cap Gains
1,082,729
Soi Zip Total Dividends
475,233
Soi Zip Total Returns
15,400
Top Owner CRD
3177572
Trust Company Affiliate
Yes

People (4)

4
BARFIELD, OLIVER, SCOTT
Direct Owner · 37.5%
3177572
BRANNON, STEVEN, T
Direct Owner · 37.5%
3278346
Penberthy, Daniel, Patrick
Direct Owner · 7.5%
7134441
CHRISTOPHER MICHAEL CAPUTO
Executive Officer · 2.5%
6331609