SourcingSourcing

DISCIPLINE STRATEGIES MANAGEMENT, LP

C29
CRD 336716·SEC 801-134240·ATLANTA, GA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DISCIPLINE STRATEGIES MANAGEMENT, LP
CRD
336716
SEC file #
801-134240
EIN
334336021
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COVINGTON, CRAIG, MICHAEL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
COVINGTON, CRAIG, MICHAEL
JOSEPH G. MICHALETZ REVOCABLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002076346
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-01-30
Edgar Last Filing Date
2026-01-30
Edgar Form D Count
1
Edgar Form D Offerings
2026-01-302026-01-30 · 0002076346-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
2800 CENTURY PARKWAY NESUITE 650ATLANTA, GA 30345
Business
2800 CENTURY PARKWAY NESUITE 650ATLANTA, GA 30345
Edgar EIN
334336021
Edgar Recent Filings
D2026-01-30 · 0002076346-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4232546
Trust Company Affiliate
No

People (5)

5
CRAIG MICHAEL COVINGTON
Direct Owner · 37.5%
4232546
Lauren Richards Adolphson
Executive Officer · 2.5%
6497136
MICHALETZ, JOSEPH, GERARD
Executive Officer · 2.5%
1327534
O'TOOLE, MICHAEL, EDWARD
Executive Officer · 2.5%
6336251
ERNEST GEORGE STRAUSS
Executive Officer · 2.5%
4660664