| B57 | 1787FP INVESTMENT SERVICES, LLC CRD 328273 | VA | $9.1M | — | E*Trade→ |
| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| C45 | TRADERS A.I., INC. CRD 331700 | VA | $774K | — | E*Trade→ |
| C41 | CYNOSURE PORTFOLIO ADVISORS LLC CRD 337747 | UT | $5.8M | 6 | Charles Schwab→ |
| C39 | COLAB CAPITAL, LLC CRD 338182 | UT | $1.4M | 1 | Charles Schwab→ |
| C39 | C4M GLOBAL ADVISORS LLC CRD 326942 | VA | $16.3M | — | E*Trade→ |
| C38 | HARVEST APP LLC CRD 338019 | VA | $0 | 1 | E*Trade→ |
| C37 | TANARA WEALTH MANAGEMENT LLC CRD 340174 | UT | $0 | 6 | E*Trade→ |
| C34 | EDWIN T. BURTON, INC. CRD 293796 | VA | $0 | — | E*Trade→ |
| C33 | LEGACY WEALTH ADVISOR LLC CRD 334697 | VA | $0 | — | E*Trade→ |
| C32 | RESPOND.COM, INC. CRD 321249 | VA | $0 | — | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
| C29 | SANDLOT PRIVATE WEALTH LLC CRD 335925 | UT | $305K | 2 | E*Trade→ |
| C22 | RETIREMENT RESEARCHER, LLC CRD 297379 | VA | $0 | 2 | E*Trade→ |
| C20 | SIMA RETIREMENT SOLUTIONS, LLC CRD 286030 | VA | $0 | 5 | E*Trade→ |
