SourcingSourcing

FIDELIS CAPITAL, LLC

B53
CRD 141341·SEC 801-67192·BIRMINGHAM, AL
AUM
$18.3M
<$25M
Est. Revenue
$183K
@ 1% on AUM
Est. EBITDA
$55K
@ 30% margin
Est. Deal Value
$440K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIDELIS CAPITAL, LLC
CRD
141341
SEC file #
801-67192
EIN
472939252
DBA names
—

Economics

AUM
$18.3M
AUM band
<$25M
AUM trajectory
'20'26
$51.6M → $18.3M▼ -64%
Client mix
Individuals High Net Worth2
Pooled Investment Vehicles1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAUPHIN, STEVEN, MCCALL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DAUPHIN, STEVEN, MCCALL
REISER, WILLIAM, EDWARD
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001640930
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2015-05-04
Edgar Last Filing Date
2015-05-04
Edgar Form D Count
1
Edgar Form D Offerings
2015-05-042015-05-04 · 0001640930-15-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1 COMMERCE STREETSUITE 800MONTGOMERY, AL 36104
Business
1 COMMERCE STREETSUITE 800MONTGOMERY, AL 36104
Edgar EIN
472939252
Edgar Recent Filings
D2015-05-04 · 0001640930-15-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2784306
Trust Company Affiliate
No

People (3)

3
DAUPHIN, STEVEN, MCCALL
Direct Owner · 37.5%
2784306
REISER, WILLIAM, EDWARD
Direct Owner · 37.5%
2809521
JOHN STANLEY STEIN
Direct Owner · 37.5%
2179065