SourcingSourcing

MM ADVISORS, LLC

C31
CRD 337688·SEC 801-134268·AUBURN, AL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MM ADVISORS, LLC
CRD
337688
SEC file #
801-134268
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
AUBURN AL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningOther Advisory Services
Fee basis
Hourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
02/17/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Machen, Michael, Don
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Machen, Michael, Don
WILLIAMS, MARTIN, DUANE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3299
Soi Zip Pct 200k Plus
0.1185
Soi Zip Returns 200k Plus
2170
Soi Zip Total AGI
2,056,001
Fdic Zip Total Deposits
39,506,240,000
Fdic Zip Branch Count
612
Fdic Zip Top Banks
AuburnBank
Compass Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First Alabama BankAuburn, AL
Compass BankAuburn, AL
Fdic Zip HHI
1188.16
Fdic Zip Top Bank Share Pct
29.95
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI62,358
Returns5,040
Stub 2
AGI127,405
Returns3,490
Stub 3
AGI131,409
Returns2,140
Soi Zip Total Business Income
79,232
Soi Zip Total Cap Gains
163,183
Soi Zip Total Dividends
50,494
Soi Zip Total Returns
18,310
Top Owner CRD
8143164
Trust Company Affiliate
No

People (2)

2
Machen, Michael, Don
Direct Owner · 62.5%
8143164
WILLIAMS, MARTIN, DUANE
Direct Owner · 62.5%
4573114