| A66 | SLAYTON LEWIS INC CRD 114596 | UT | $334.4M | 2 | E*Trade→ |
| B62 | SMEDLEY FINANCIAL SERVICES INC CRD 110870 | UT | $341.8M | 6 | E*Trade→ |
| B60 | REEF INVESTMENT MANAGEMENT LLC CRD 309186 | UT | $234.3M | 1 | E*Trade→ |
| B58 | UNITED VALUE CAPITAL, LLC CRD 300533 | UT | $122.0M | — | E*Trade→ |
| B57 | OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC CRD 165355 | UT | $128.2M | 3 | E*Trade→ |
| B55 | CHEROKEE & WALKER MANAGEMENT, LLC CRD 160962 | UT | $100.8M | 4 | E*Trade→ |
| B51 | THISTLE CREEK CAPITAL, LLC CRD 331449 | UT | $161.0M | — | E*Trade→ |
| B50 | BLUE DIAMOND CAPITAL INVESTMENT ADVISORS, LLC CRD 333059 | UT | $301.4M | 2 | E*Trade→ |
| C48 | FIDUCIARY ADVISORS, LLC CRD 104189 | UT | $520.2M | 1 | E*Trade→ |
| C48 | WASATCH VENTURE MANAGEMENT, LLC CRD 326762 | UT | $337.3M | — | E*Trade→ |
| C47 | PERIOPE, LC CRD 144256 | UT | $177.2M | 3 | E*Trade→ |
| C44 | BANNER CAPITAL MANAGEMENT, LLC CRD 326949 | UT | $527.2M | — | E*Trade→ |
| C44 | WASATCH INVESTMENT FUND MANAGER, LLC CRD 325037 | UT | $254.6M | — | E*Trade→ |
| C44 | BURRUS FINANCIAL SERVICES, INC. CRD 141435 | UT | $240.7M | 2 | E*Trade→ |
| C42 | MED VENTURE MANAGEMENT, LLC CRD 335443 | UT | $495.2M | — | E*Trade→ |
| C41 | ASILIA CREDIT INVESTMENTS, LLC CRD 334981 | UT | $365.9M | — | E*Trade→ |
| C41 | SG TRADING SOLUTIONS, LLC CRD 322928 | UT | $911.7M | — | E*Trade→ |
| C39 | ZIONS CAPITAL ADVISORS, INC. CRD 131308 | UT | $830.8M | 15 | E*Trade→ |
| C37 | TANARA WEALTH MANAGEMENT LLC CRD 340174 | UT | $0 | 6 | E*Trade→ |
| C36 | SOLIDARITY CAPITAL MANAGEMENT, LLC CRD 322596 | UT | $127.6M | 4 | E*Trade→ |
| C36 | CIMARRON HEALTHCARE CAPITAL, LLC CRD 282387 | UT | $532.7M | — | E*Trade→ |
| C34 | BRIDGE NET LEASE FUND MANAGER LLC CRD 316623 | UT | $843.3M | — | E*Trade→ |
| C32 | ASSOCIATION FINANCIAL SERVICES INC. CRD 142205 | UT | $1.27B | 10 | E*Trade→ |
| C32 | HST VENTURES, LLC CRD 317143 | UT | $551.1M | — | E*Trade→ |
| C32 | OXFORD WEALTH MANAGEMENT LLC CRD 332725 | UT | $109.6M | 2 | E*Trade→ |
| C31 | LEP MANAGEMENT LLC CRD 173481 | UT | $585.2M | — | E*Trade→ |
| C31 | M3F, INC. CRD 151191 | UT | $778.2M | 2 | E*Trade→ |
| C31 | HEALTHEQUITY ADVISORS, LLC CRD 167105 | UT | $1.99B | 1 | E*Trade→ |
| C29 | SANDLOT PRIVATE WEALTH LLC CRD 335925 | UT | $305K | 2 | E*Trade→ |
| C27 | PROMONTORY FINANCIAL PLANNING, LLC CRD 153666 | UT | $319.0M | 12 | E*Trade→ |
| C27 | HAROLD W. DANCE INC. CRD 1582 | UT | $158.0M | 8 | E*Trade→ |
| C26 | WASATCH ADVISORS LP CRD 106081 | UT | $23.35B | 41 | E*Trade→ |
| C26 | WEST RIM CAPITAL ASSOCIATES II, L.P. CRD 145085 | UT | $1.66B | — | E*Trade→ |
| C26 | DECKER RETIREMENT PLANNING INC. CRD 284281 | UT | $359.9M | 11 | E*Trade→ |
| C25 | TAYLOR DERRICK CAPITAL, L.L.C. CRD 158016 | UT | $910.7M | 5 | E*Trade→ |
| C25 | SANDLOT PARTNERS, LLC CRD 311409 | UT | $916.6M | — | E*Trade→ |
| C24 | GO INVEST LLC CRD 291884 | UT | $889.0M | 1 | E*Trade→ |
| C24 | MORETON ASSET MANAGEMENT, LLC CRD 133417 | UT | $4.71B | — | E*Trade→ |
| C24 | DRIVE WEALTH MANAGEMENT, LLC CRD 174728 | UT | $1.50B | 17 | E*Trade→ |
| C22 | SUNDANCE BAY INVESTMENT MANAGER, LLC CRD 301868 | UT | $2.09B | 1 | E*Trade→ |
| C21 | GARY M TSUJIMOTO CRD 116238 | UT | — | — | E*Trade→ |
| C19 | TOWER ARCH CAPITAL, L.P. CRD 169057 | UT | $2.12B | — | E*Trade→ |
| C14 | GAARD CAPITAL LLC CRD 332413 | UT | — | 1 | E*Trade→ |
| C12 | VANTAGE ADVISORS, LLC CRD 153054 | UT | — | — | E*Trade→ |
