SourcingSourcing

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

B57
CRD 165355·SEC 801-80940·SALT LAKE CITY, UT
AUM
$128.2M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$385K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC
CRD
165355
SEC file #
801-80940
EIN
—
DBA names
—

Economics

AUM
$128.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$134.4M → $128.2M▼ -5%
Client mix
Individuals High Net Worth6
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
SALT LAKE CITY UT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
octantqim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOLLEY, DAVID, TAYLOR
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HOLLEY, DAVID, TAYLOR
THORNTON, MICHAEL, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OCTANTQIM.COM
Rdap Domain Creation Date
2020-12-10T17:50:16Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3912
Soi Zip Pct 200k Plus
0.1851
Soi Zip Returns 200k Plus
1940
Soi Zip Total AGI
1,580,920
Fdic Zip Total Deposits
4,295,393,000
Fdic Zip Branch Count
98
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
KeyBank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Axos Advisor Services2
Fdic Zip Branches Raw
Bank One, Utah, National AssociationSalt Lake City, UT
Zions First National BankSalt Lake City, UT
Fdic Zip HHI
1742.8
Fdic Zip Top Bank Share Pct
29.25
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-10T17:50:16Z
Rdap Domain Last Changed
2025-12-11T16:18:38Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI26,060
Returns2,230
Stub 2
AGI67,262
Returns1,810
Stub 3
AGI85,109
Returns1,380
Soi Zip Total Business Income
45,278
Soi Zip Total Cap Gains
149,745
Soi Zip Total Dividends
47,258
Soi Zip Total Returns
10,480
Top Owner CRD
5386134
Trust Company Affiliate
No

People (3)

3
THORNTON, MICHAEL, JAMES
IAR · Direct Owner · 62.5%
5381786
HOLLEY, DAVID, TAYLOR
IAR · Direct Owner · 62.5%
5386134
Evan David Holley
IAR
6844890