SourcingSourcing

SMEDLEY FINANCIAL SERVICES INC

B62
CRD 110870·SEC 801-17207·SALT LAKE CITY, UT
AUM
$341.8M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SMEDLEY FINANCIAL SERVICES INC
CRD
110870
SEC file #
801-17207
EIN
—
DBA names
—

Economics

AUM
$341.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$231.4M → $341.8M▲ +48%
Client mix
Individuals Other702
Individuals High Net Worth72
Corporations5

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
SALT LAKE CITY UT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesSubscription feesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMEDLEY, ROGER, MERRILL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SMEDLEY, ROGER, MERRILL
DERRICK, JAMES, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
15,186
Form 5500 Compensation Trajectory 3y
20259,131
20266,055
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
15,186
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
733726
Trust Company Affiliate
No

People (6)

6
SMEDLEY, ROGER, MERRILL
IAR · Direct Owner · 87.5%
733726
DERRICK, JAMES, R
IAR · Direct Owner · 7.5%
4145920
PARKER LEE THOMPSON
IAR
7256187
SHANE PAUL THOMAS
IAR
4707101
JORDAN ROBERT HADFIELD
IAR
6911804
MIKAL AUNE
IAR
5139564