| B59 | NANTUCKET MULTI MANAGERS, LLC CRD 129024 | MI | $260.2M | — | LPL Financial→ |
| B52 | MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC CRD 284251 | MI | $162.7M | 6 | LPL Financial→ |
| B51 | HARBORFRONT FINANCIAL LLC CRD 331763 | MI | $149.0M | 4 | LPL Financial→ |
| C48 | CENTERPOINT ADVISORY GROUP, LLC CRD 324181 | KS | $276.3M | 5 | LPL Financial→ |
| C46 | THE PERSPECTIVE GROUP, LLC CRD 175294 | KS | $225.1M | 2 | LPL Financial→ |
| C45 | PCG WEALTH ADVISORS, LLC CRD 290977 | KS | $931.1M | 18 | LPL Financial→ |
| C44 | TRUE BLUE FINANCIAL, LLC CRD 310841 | MI | $271.5M | 4 | LPL Financial→ |
| C38 | RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC. CRD 162268 | MI | $292.7M | — | JPMorgan→ |
| C36 | 626 FINANCIAL, LLC CRD 306474 | MI | $379.6M | 5 | LPL Financial→ |
| C35 | MELONE PRIVATE WEALTH, LLC CRD 311638 | MI | $313.2M | 2 | LPL Financial→ |
| C35 | AGH WEALTH ADVISORS, LLC CRD 146796 | KS | $456.3M | 6 | LPL Financial→ |
| C29 | BLOOMFIELD CAPITAL HOLDINGS, LLC CRD 169198 | MI | $465.7M | — | JPMorgan→ |
| C22 | PALMER SQUARE CAPITAL MANAGEMENT LLC CRD 155697 | KS | $25.59B | 4 | JPMorgan→ |
