SourcingSourcing

CENTERPOINT ADVISORY GROUP, LLC

C48
CRD 324181·SEC 801-127085·OVERLAND PARK, KS
AUM
$276.3M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$829K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CENTERPOINT ADVISORY GROUP, LLC
CRD
324181
SEC file #
801-127085
EIN
—
DBA names
—

Economics

AUM
$276.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$236.8M → $276.3M▲ +17%
Client mix
Individuals Other177
Individuals High Net Worth97
Pension Profit Sharing Plans2

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
2 advisors → 5 advisors▲ +150%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
centerpointadvisory.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICKERT, ALAN, MARK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
RICKERT, ALAN, MARK
Madl, Parker, Joseph
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CENTERPOINTADVISORY.COM
Rdap Domain Creation Date
2003-04-30T22:28:45Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
22,264
Form 5500 Compensation Trajectory 3y
202522,264
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
22,264
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4001
Soi Zip Pct 200k Plus
0.1645
Soi Zip Returns 200k Plus
2,520
Soi Zip Total AGI
1,864,461
Fdic Zip Total Deposits
40,152,971,000
Fdic Zip Branch Count
350
Fdic Zip Top Banks
Bank of Blue Valley
BOKF, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
Mercantile Bank of KansasOverland Park, KS
Bank IV Kansas, National AssociationOverland Park, KS
Fdic Zip HHI
1305.16
Fdic Zip Top Bank Share Pct
21.68
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-30T22:28:45Z
Rdap Domain Last Changed
2026-05-01T16:15:52Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI32,954
Returns2,970
Stub 2
AGI94,348
Returns2,510
Stub 3
AGI134,296
Returns2,180
Soi Zip Total Business Income
49,406
Soi Zip Total Cap Gains
96,495
Soi Zip Total Dividends
40,388
Soi Zip Total Returns
15,320
Top Owner CRD
2282908
Trust Company Affiliate
No

People (5)

5
RICKERT, ALAN, MARK
IAR · Direct Owner · 62.5%
2282908
Madl, Parker, Joseph
IAR · Direct Owner · 37.5%
6666064
PADEK, WILLIAM, KEITH
IAR · Executive Officer · 2.5%
1149069
FLANAGAN, JAMES, THOMAS
IAR · Executive Officer · 2.5%
2581875
Parker Moeder
IAR
7841598