SourcingSourcing

THE PERSPECTIVE GROUP, LLC

C46
CRD 175294·SEC 801-119555·LAWRENCE, KS
AUM
$225.1M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$675K
@ 30% margin
Est. Deal Value
$5.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE PERSPECTIVE GROUP, LLC
CRD
175294
SEC file #
801-119555
EIN
—
DBA names
The Perspective Group

Economics

AUM
$225.1M
AUM band
$100M-$500M
AUM trajectory
'21'26
$102.2M → $225.1M▲ +120%
Client mix
Individuals Other190
Individuals High Net Worth105
Charitable Organizations1
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
3 advisors → 2 advisors▼ -33%
Primary office
LAWRENCE KS
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
linkedin.com/in/theperspectivegroup(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LANE, STEPHEN, CHRISTOPHER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LANE, STEPHEN, CHRISTOPHER
HALTON, GARRETT, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:perspective.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
5
Form 5500 Total Compensation
38,612
Form 5500 Compensation Trajectory 3y
202538,612
20240
Form 5500 Plan Count Trajectory 3y
20241
20251
Schedule C Total Compensation
38,612
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4826768
Trust Company Affiliate
No

People (2)

2
LANE, STEPHEN, CHRISTOPHER
IAR · Direct Owner · 87.5%
4826768
HALTON, GARRETT, L
IAR · Direct Owner · 7.5%
6224158