| B53 | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. CRD 171967 | NJ | $237.4M | 1 | LPL Financial→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C46 | ABNER HERRMAN & BROCK, LLC CRD 8517 | NJ | $2.74B | 5 | LPL Financial→ |
| C46 | MERCATOR MANAGEMENT (USA) LP CRD 318911 | NJ | $297.6M | — | JPMorgan→ |
| C45 | EVERGREEN CAPITAL ASSOCIATES LLC CRD 312909 | NJ | $243.6M | — | JPMorgan→ |
| C41 | ALIGN ADVISOR GROUP, LLC CRD 336638 | NJ | $127.5M | 2 | LPL Financial→ |
| C40 | CONCORD MANAGEMENT SERVICES, LLC CRD 292760 | NJ | $301.0M | — | JPMorgan→ |
| C40 | AMERRA CAPITAL MANAGEMENT, LLC CRD 155860 | NJ | $610.4M | — | JPMorgan→ |
| C32 | WOMEN'S WEALTH ADVISOR CRD 317291 | NJ | $120.8M | 7 | LPL Financial→ |
| C31 | LANDSCAPE CAPITAL MANAGEMENT LLC CRD 165336 | NJ | $3.03B | — | JPMorgan→ |
| C30 | CRE VENTURE CAPITAL, INC. CRD 317875 | NJ | $404.6M | — | JPMorgan→ |
| C28 | ATLAS PRIVATE WEALTH ADVISORS, LLC CRD 283744 | NJ | $859.8M | 19 | LPL Financial→ |
| C28 | EXCHANGE TRADED CONCEPTS, LLC CRD 151197 | OK | $22.95B | — | JPMorgan→ |
| C27 | FORGE FINANCIAL SERVICES, LLC CRD 306480 | OK | $1.46B | 15 | LPL Financial→ |
| C25 | FIDELIS INVESTORS, LLC CRD 306920 | NJ | $1.38B | — | JPMorgan→ |
| C24 | VAN LEEUWEN & COMPANY, LLC CRD 126447 | NJ | — | — | LPL Financial→ |
| C24 | ENERGY CAPITAL PARTNERS MANAGEMENT, LP CRD 155020 | NJ | $33.39B | — | JPMorgan→ |
| C21 | CONVERSANT CAPITAL LLC CRD 308201 | NJ | $3.12B | — | JPMorgan→ |
| C19 | KNIGHTSBRIDGE ADVISERS LLC CRD 111043 | OK | $3.29B | 2 | JPMorgan→ |
| C12 | EMBASSY ASSET MANAGEMENT LP CRD 314768 | NJ | $774.0M | 1 | JPMorgan→ |
| C12 | HV MANCO, LLC CRD 315050 | NJ | $3.88B | — | JPMorgan→ |
