SourcingSourcing

VISION RETIREMENT, LLC

C47
CRD 173064·SEC 801-126524·RIDGEWOOD, NJ
AUM
$633.7M
$500M-$1B
Est. Revenue
$6.3M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VISION RETIREMENT, LLC
CRD
173064
SEC file #
801-126524
EIN
460944058
DBA names
Vision Retirement

Economics

AUM
$633.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$143.7M → $633.7M▲ +341%
Client mix
Individuals Other655
Individuals High Net Worth451
Corporations8
Charitable Organizations3
Pension Profit Sharing Plans2

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
2 advisors → 5 advisors▲ +150%
Primary office
RIDGEWOOD NJ
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
visionretirement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LANZA, JOSEPH, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LANZA, JOSEPH, MICHAEL
MULLER, PAUL, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VISIONRETIREMENT.COM
Rdap Domain Creation Date
2008-07-25T19:18:45Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002069023
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-05-07
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0002069023-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
171 EAST RIDGEWOOD AVENUESUITE 205RIDGEWOOD, NJ 07450
Business
171 EAST RIDGEWOOD AVENUESUITE 205RIDGEWOOD, NJ 07450
Edgar EIN
460944058
Edgar Recent Filings
13F-HR2026-05-07 · 0002069023-26-000002
13F-HR2026-05-07 · 0002069023-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-07-25T19:18:45Z
Rdap Domain Last Changed
2025-05-26T06:20:10Z
Rdap Nameservers
Ns95.worldnic.comNs96.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1265899
Trust Company Affiliate
No

People (7)

7
MULLER, PAUL, DAVID
IAR · Direct Owner · 62.5%
2729766
LANZA, JOSEPH, MICHAEL
IAR · Direct Owner · 62.5%
1265899
BENJAMIN ALBERT STARK
IAR
6586454
ANTHONY PASSERINO
IAR
2759051
JOSEPH JOHN SPINELLI
IAR
2536571
Nicholas Joseph Taber
IAR
7006691
KEVIN ALLEN LEEDS
IAR
3270436