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LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.

B53
CRD 171967·SEC 801-79965·PARSIPPANY, NJ
AUM
$237.4M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$712K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.
CRD
171967
SEC file #
801-79965
EIN
—
DBA names
Leicht Financial Planning And Wealth Management

Economics

AUM
$237.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$134.3M → $237.4M▲ +77%
Client mix
Individuals Other109
Individuals High Net Worth85

Operations

Employees (total)
5
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
PARSIPPANY NJ
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEICHT, ANDREW, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LEICHT, ANDREW, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Lpl Financial6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2910209
Trust Company Affiliate
No

People (1)

1
LEICHT, ANDREW, JAMES
IAR · Direct Owner · 87.5%
2910209