SourcingSourcing

FORGE FINANCIAL SERVICES, LLC

C27
CRD 306480·SEC 801-117938·EDMOND, OK
AUM
$1.46B
$1B+
Est. Revenue
$14.6M
@ 1% on AUM
Est. EBITDA
$4.4M
@ 30% margin
Est. Deal Value
$35.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORGE FINANCIAL SERVICES, LLC
CRD
306480
SEC file #
801-117938
EIN
200773408
DBA names
Forge Financial

Economics

AUM
$1.46B
AUM band
$1B+
AUM trajectory
'21'26
$446.5M → $1.46B▲ +226%
Client mix
Individuals Other3,617
Individuals High Net Worth1,057
Corporations9

Operations

Employees (total)
15
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'21'26
10 advisors → 15 advisors▲ +50%
Primary office
EDMOND OK
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/forge-financial-at-lpl-financial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHAW, CHARLOTTE, NANETTE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
SHAW, CHARLOTTE, NANETTE
BURLESON, JAMES, D
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:forge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055357
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-12
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0002055357-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
15
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Lpl Financial7
E*trade4
Edgar Addresses
Mailing
2901 S BRYANT AVEEDMOND, OK 73013
Business
2901 S BRYANT AVEEDMOND, OK 73013
Edgar EIN
200773408
Edgar Recent Filings
13F-HR2026-05-08 · 0002055357-26-000002
13F-HR2026-02-12 · 0002055357-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4107934
Trust Company Affiliate
No

People (15)

15
SHAW, CHARLOTTE, NANETTE
IAR · Direct Owner · 87.5%
4107934
HUGHES, CHRISTIE, JO
IAR · Executive Officer · 2.5%
6496132
BURLESON, JAMES, D
IAR · Executive Officer · 2.5%
5995946
DOTSON, JOHN, BARRY
IAR · Executive Officer · 2.5%
6073984
Kailey Ann Miles
IAR
7960045
JORDAN THOMAS LONG
IAR
6392376
CHRISTOPHER G BEARD
IAR
2471505
Madison Leigh Debose
IAR
8007473
ROYSE LEE MCCASLAND
IAR
4222941
ROBERT SCOTT WATSON
IAR
7021894
GEOFFREY BEAU WEISS
IAR
6943195
Benjamin Joel Lindsly
IAR
7694719
DAVID BLAINE GIBSON
IAR
7190536
KATHRYN JEAN HYLANDER
IAR
7916985
TONI DENISE SELPH
IAR
6237072