| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B54 | NORRIS FINANCIAL GROUP, LLC CRD 129422 | SC | $353.0M | 3 | Pershing→ |
| C48 | RAMIAH INVESTMENT GROUP, INC. CRD 130919 | WI | $283.3M | 4 | Pershing→ |
| C47 | FIRST HEARTLAND CONSULTANTS, INC. CRD 110377 | MO | $2.09B | 50 | Pershing→ |
| C39 | DETALUS ADVISORS, LLC CRD 117958 | MO | $2.22B | 12 | Pershing→ |
| C34 | ACR ALPINE CAPITAL RESEARCH, LLC CRD 110933 | MO | $10.79B | 8 | Pershing→ |
| C33 | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC CRD 297750 | MO | $705.4M | 9 | Pershing→ |
| C28 | LEVERTY FINANCIAL GROUP, LLC CRD 310258 | WI | $676.8M | 6 | Pershing→ |
| C27 | JAG CAPITAL MANAGEMENT LLC CRD 159227 | MO | $1.90B | 13 | Pershing→ |
| C27 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED CRD 146936 | MO | $18.92B | 50 | Pershing→ |
| C27 | FOCUS PARTNERS WEALTH, LLC CRD 159289 | MO | $181.86B | 50 | Pershing→ |
| C27 | THE GARBACZ GROUP, INC. CRD 26104 | MO | — | — | Pershing→ |
| C23 | ORGEL WEALTH MANAGEMENT, LLC CRD 168219 | WI | $9.55B | 30 | Pershing→ |