SourcingSourcing

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

C33
CRD 297750·SEC 801-113797·ST. LOUIS, MO
AUM
$705.4M
$500M-$1B
Est. Revenue
$7.1M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
CRD
297750
SEC file #
801-113797
EIN
263472087
DBA names
—

Economics

AUM
$705.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$218.9M → $705.4M▲ +222%
Client mix
Individuals Other1,085
Individuals High Net Worth14
Corporations5

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
bfewealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BENJAMIN EDWARDS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
BENJAMIN EDWARDS, INC.
EDWARDS, BENJAMIN, FRANKLIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BFEWEALTH.COM
Rdap Domain Creation Date
2018-04-02T15:04:43Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
754
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001451623
Edgar Registered
Yes
Edgar Filing Count
38
Edgar First Filing Date
2008-11-26
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
29
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001451623-26-000003
Edgar Form D Count
8
Edgar Form D Offerings
2015-04-022015-04-02 · 0001451623-15-000001
2014-03-212014-03-21 · 0001451623-14-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
ONE NORTH BRENTWOOD BOULEVARDSUITE 850Clayton, MO 63105
Business
ONE NORTH BRENTWOOD BOULEVARDSUITE 850Clayton, MO 63105
Edgar EIN
263472087
Edgar Recent Filings
13F-HR2026-05-12 · 0001451623-26-000003
13F-HR2026-02-02 · 0001451623-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-02T15:04:43Z
Rdap Domain Last Changed
2026-04-03T14:51:50Z
Rdap Nameservers
Ns59.domaincontrol.comNs60.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (15)

15
EDWARDS, BENJAMIN, FRANKLIN
Executive Officer · 2.5%
1061490
KELLER, CHRISTOPHER, M
Executive Officer · 2.5%
4346617
MUCKLER, MATTHEW, PAUL
Executive Officer · 2.5%
4762147
RUBENSTEIN, DOUGLAS, DAVID
Executive Officer · 2.5%
1138380
TAYLOR, GWENDOLYN, MADISON
Executive Officer · 2.5%
4812432
WISDOM, BILLY, JOE
Executive Officer · 2.5%
1810908
Kyle Coleman Steele
IAR
6491394
LARRY WINFORD CROSTHWAITE
IAR
3083003
DEREK W LUNKA
IAR
5243668
NICKOLAS DEANE PILIPCHUK
IAR
5896637
LISA GRACE MYER
IAR
1145682
NICOLE A AVERY-YOUNG
IAR
3110268
BRIAN DALE PERSSON
IAR
3277988
DAWN N. PILIPCHUK-KRUTH
IAR
4513411
MATTHEW DAVID SMITH
IAR
5415650