| B59 | COORDINATED CAPITAL SECURITIES, INC. CRD 14762 | WI | $159.9M | 30 | Wells Fargo→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| C46 | CUSHING CAPITAL PARTNERS, LLC CRD 313497 | WI | $274.7M | 2 | Wells Fargo→ |
| C46 | MERCATOR MANAGEMENT (USA) LP CRD 318911 | NJ | $297.6M | — | JPMorgan→ |
| C45 | EVERGREEN CAPITAL ASSOCIATES LLC CRD 312909 | NJ | $243.6M | — | JPMorgan→ |
| C41 | BKM WEALTH MANAGEMENT, LLC CRD 323928 | WI | $651.8M | 6 | Wells Fargo→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C40 | CONCORD MANAGEMENT SERVICES, LLC CRD 292760 | NJ | $301.0M | — | JPMorgan→ |
| C40 | AMERRA CAPITAL MANAGEMENT, LLC CRD 155860 | NJ | $610.4M | — | JPMorgan→ |
| C31 | LANDSCAPE CAPITAL MANAGEMENT LLC CRD 165336 | NJ | $3.03B | — | JPMorgan→ |
| C30 | CRE VENTURE CAPITAL, INC. CRD 317875 | NJ | $404.6M | — | JPMorgan→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C25 | FIDELIS INVESTORS, LLC CRD 306920 | NJ | $1.38B | — | JPMorgan→ |
| C24 | ENERGY CAPITAL PARTNERS MANAGEMENT, LP CRD 155020 | NJ | $33.39B | — | JPMorgan→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C22 | ARTISAN PARTNERS LIMITED PARTNERSHIP CRD 150114 | WI | $183.62B | — | JPMorgan→ |
| C21 | CONVERSANT CAPITAL LLC CRD 308201 | NJ | $3.12B | — | JPMorgan→ |
| C19 | WATERMARK GROUP, INC. CRD 108272 | NJ | $3.82B | — | Wells Fargo→ |
| C12 | EMBASSY ASSET MANAGEMENT LP CRD 314768 | NJ | $774.0M | 1 | JPMorgan→ |
| C12 | HV MANCO, LLC CRD 315050 | NJ | $3.88B | — | JPMorgan→ |
