HENNION & WALSH ASSET MANAGEMENT, INC.

C40
CRD 126236·SEC 801-61977·PARSIPPANY, NJ
AUM
$768.8M
$500M-$1B
Est. Revenue
$7.7M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD
126236
SEC file #
801-61977
EIN
DBA names

Economics

AUM
$768.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$183.6M → $768.8M▲ +319%
Client mix
Individuals Other940
Individuals High Net Worth147
Charitable Organizations6
Corporations6

Operations

Employees (total)
75
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
5 advisors → 11 advisors▲ +120%
Primary office
PARSIPPANY NJ
Branches

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HENNION, RICHARD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HENNION, RICHARD
WALSH, WILLIAM, WALTER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HENNIONANDWALSH.COM
Rdap Domain Creation Date
2002-07-02T16:48:32Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Wells Fargo5
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-07-02T16:53:59Z
Rdap Domain Last Changed
2023-05-03T07:02:28Z
Rdap Nameservers
Ns.rackspace.comNs2.rackspace.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1315386
Trust Company Affiliate
No

People (53)

53
RICHARD HENNION
Direct Owner · 62.5%
1315386
WILLIAM WALTER WALSH
Direct Owner · 62.5%
1174993
MAHN, KEVIN, DOUGLAS
IAR · Executive Officer · 2.5%
2519398
Phillip Fitzsimmons
Executive Officer · 2.5%
1625889
Steven Louis Feliciano
IAR
6726857
TYLER EDWARD MITNICK
IAR
6070648
Michael Spitaletta
IAR
6725468
STEPHEN K MENSAH JR
IAR
6091391
HENRY JAMES SZAWLOWSKI
IAR
5680173
KUNAL H PATEL
IAR
5815451
KYLE ANDREW JOYCE
IAR
5954760
PATRICK TIMOTHY WALSH
IAR
2383640
GREGG HENRY HELLER
IAR
2621411
PATRICK MICHAEL STANTON
IAR
3258886
MATTHEW PAUL PANEK
IAR
3260417
ALLEN CROSBY FASSETT
IAR
722750
JOSEPH ISMAEL RODRIGUEZ
IAR
3093506
Nicholas G Giamarino
IAR
7421844
EOIN PATRICK MONAHAN
IAR
2293068
MAMODE ABDULLAH OOZEERALLY
IAR
4245327
Jonathan Luck Hyer
IAR
6743723
FRANK MICHAEL IMBRIACO
IAR
4988883
DEVON C GRAHAM
IAR
6426916
Thomas James Hennion
IAR
7138633
Justin Bischer
IAR
7480053
THOMAS HARRISON
IAR
6527464
RACHEL CABILTES LEVENTHAL
IAR
4426047
JOHN DIMITRIOUS TSOUKALAS
IAR
4428102
WILLIAM ANDREW WAINWRIGHT
IAR
5597299
EDWARD MARTIN PETKA
IAR
5680338
STEPHANIE ANNE ROCHE
IAR
5680360
Steven Tyler Frerichs
IAR
8039209
RYAN MATTHEW SCHOEFFIELD
IAR
6306894
Isabella Ciresi
IAR
8171277
Javier Alejandro Tovar
IAR
7569039
SEAN MICHAEL LOGUE
IAR
2905209
MARK ANTHONY CZAJA
IAR
1045839
STEPHEN GEORGE KOWALSKI
IAR
1919574
TIMOTHY PETER CIRAULO
IAR
1443540
VIJAY LEVENTHAL
IAR
4994559
DAVID DARCANGELO
IAR
1058752
MARC S STRAFACI
IAR
5562238
JOSHUA JAMES EDWARDS
IAR
4426330
LAUREN CHRISTINE FRAHN
IAR
4565805
FRANK BRADY JR
IAR
5692946
SEAN J MCELDUFF
IAR
5565355
BRIAN CHRISTOPHER RIEMAN
IAR
4427713
WILLIAM HENNION
IAR
2048378
JUSTIN TAEJUN YOON
IAR
3258911
ZACHARY COLIN ARMSTRONG
IAR
6091357
JOHN VINCENT WALLACE
IAR
3093471
CHRISTOPHER THOMAS RYAN
IAR
5091697
James Pruskowski
IAR
2611704