WATERMARK GROUP, INC.

C19
CRD 108272·SEC 801-37258·PRINCETON, NJ
AUM
$3.82B
$1B+
Est. Revenue
$38.2M
@ 1% on AUM
Est. EBITDA
$11.5M
@ 30% margin
Est. Deal Value
$91.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WATERMARK GROUP, INC.
CRD
108272
SEC file #
801-37258
EIN
823505916
DBA names

Economics

AUM
$3.82B
AUM band
$1B+
AUM trajectory
'20'26
$1.91B → $3.82B▲ +100%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
22
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
5 advisors → 8 advisors▲ +60%
Primary office
PRINCETON NJ
Branches

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OKUN, ANDREW, MARC
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
9
Control Persons
OKUN, ANDREW, MARC
NICOLLS, WILLIAM, GORMLEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WATERMARKGROUP.COM
Rdap Domain Creation Date
1996-03-08T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Domain Registration Services, Inc. dba dotEarth.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001727883
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2018-01-11
Edgar Last Filing Date
2026-01-02
Edgar Form D Count
9
Edgar Form D Offerings
2026-01-022026-01-02 · 0000902664-26-000002
2025-01-032025-01-03 · 0000902664-25-000022

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo6
Goldman Sachs4
Jpmorgan4
Morgan Stanley4
E*trade4
Edgar Addresses
Mailing
C/O WATERMARK GROUP, INC.47 HULFISH STREET, SUITE 201PRINCETON, NJ 08542
Business
C/O WATERMARK GROUP, INC.47 HULFISH STREET, SUITE 201PRINCETON, NJ 08542
Edgar EIN
823505916
Edgar Recent Filings
D/A2026-01-02 · 0000902664-26-000002
D/A2025-01-03 · 0000902664-25-000022
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-03-09T04:00:00Z
Rdap Domain Last Changed
2024-01-23T14:52:39Z
Rdap Nameservers
Ns-1259.awsdns-29.orgNs-433.awsdns-54.comNs-516.awsdns-00.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1100446
Trust Company Affiliate
No