SourcingSourcing

GRAND SLAM ASSET MANAGEMENT, LLC

B56
CRD 161122·SEC 801-73802·ENGLEWOOD CLIFFS, NJ
AUM
$35.0M
$25M-$100M
Est. Revenue
$350K
@ 1% on AUM
Est. EBITDA
$105K
@ 30% margin
Est. Deal Value
$840K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRAND SLAM ASSET MANAGEMENT, LLC
CRD
161122
SEC file #
801-73802
EIN
000000000
DBA names
—

Economics

AUM
$35.0M
AUM band
$25M-$100M
AUM trajectory
'20'26
$33.9M → $35.0M▲ +3%
Client mix
Individuals High Net Worth5
Pooled Investment Vehicles2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
ENGLEWOOD CLIFFS NJ
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargomedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
gslamcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SACKS, MITCHELL, LESTER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SACKS, MITCHELL, LESTER
VOLFING, ERIK, HENRIK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GSLAMCAP.COM
Rdap Domain Creation Date
2002-05-20T15:43:31Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001583545
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2013-08-05
Edgar Last Filing Date
2020-07-14
Edgar Form D Count
9
Edgar Form D Offerings
2020-07-142020-07-14 · 0001583545-20-000001
2019-07-172019-07-17 · 0001583545-19-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Wells Fargo2
Full
E*trade4
Fidelity3
Interactive Brokers2
Wells Fargo2
Edgar Addresses
Mailing
MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Business
MAPLES CORPORATE SERVICES LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-07-14 · 0001583545-20-000001
D/A2019-07-17 · 0001583545-19-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-05-20T15:43:31Z
Rdap Domain Last Changed
2025-03-21T07:58:13Z
Rdap Nameservers
Ns39.worldnic.comNs40.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1489838
Trust Company Affiliate
No

People (2)

2
MITCHELL LESTER SACKS
Direct Owner · 87.5%
1489838
VOLFING, ERIK, HENRIK
Direct Owner · 17.5%
2256769