Sourcing · RIA Acquisition

Score	Firm	State	AUM	Advisors	Custodian
B53	325 FILLMORE LLC CRD 287625	CO	$103.8M	—	U.S. Bank→
C39	LOTUSGROUP CAPITAL, LLC CRD 298973	CO	$156.7M	—	U.S. Bank→
C28	PUGH CAPITAL MANAGEMENT, INC. CRD 111765	WA	$12.82B	4	State Street→
C25	RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC CRD 329	WA	$81.09B	50	State Street→
C25	BALBEC CAPITAL MANAGEMENT LP CRD 284363	AZ	$7.99B	—	U.S. Bank→
C24	INTEGRATED QUANTITATIVE INVESTMENTS LLC CRD 310106	WA	$844.8M	5	State Street→
C22	EMPOWER CAPITAL MANAGEMENT, LLC CRD 107272	CO	$77.96B	5	State Street→
C22	EVERWEST ADVISORS LLC CRD 167125	CO	$1.20B	—	State Street→
C22	MOUNTAINGATE MANAGEMENT CO., LLC CRD 294899	CO	$1.49B	—	U.S. Bank→
C22	RUSSELL INVESTMENTS CAPITAL, LLC CRD 37550	WA	$35.03B	—	State Street→
C22	BOW RIVER ASSET MANAGEMENT, LLC CRD 156765	CO	$3.15B	—	U.S. Bank→
C22	ACUITAS INVESTMENTS, LLC CRD 155782	WA	$1.48B	2	State Street→