SourcingSourcing

MOUNTAINGATE MANAGEMENT CO., LLC

C22
CRD 294899·SEC 801-114833·DENVER, CO
AUM
$1.49B
$1B+
Est. Revenue
$14.9M
@ 1% on AUM
Est. EBITDA
$4.5M
@ 30% margin
Est. Deal Value
$35.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MOUNTAINGATE MANAGEMENT CO., LLC
CRD
294899
SEC file #
801-114833
EIN
—
DBA names
—

Economics

AUM
$1.49B
AUM band
$1B+
AUM trajectory
'20'26
$582.3M → $1.49B▲ +156%
Client mix
Pooled Investment Vehicles13

Operations

Employees (total)
22
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
17 advisors → 17 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
krgcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHO, EUNICE, SUE
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
CHO, EUNICE, SUE
FISHER, STEWART, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KRGCAPITAL.COM
Rdap Domain Creation Date
1999-02-22T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-02-22T05:00:00Z
Rdap Domain Last Changed
2025-03-24T19:05:32Z
Rdap Nameservers
Ns93.worldnic.comNs94.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2788608
Trust Company Affiliate
No

People (6)

6
CHO, EUNICE, SUE
Direct Owner · 17.5%
2788608
FISHER, STEWART, ANDREW
Direct Owner · 17.5%
6469385
ROGERS, BRUCE, LAYTON
Direct Owner · 17.5%
4402959
SISSON, TRENTON, JAMES
Direct Owner · 17.5%
7526152
THOMPSON, BENNETT, RANDOLPH
Direct Owner · 17.5%
6469388
CALENDER, AMANDA, RAY
Executive Officer · 2.5%
7665121