SourcingSourcing

BALBEC CAPITAL MANAGEMENT LP

C25
CRD 284363·SEC 801-108741·SCOTTSDALE, AZ
AUM
$7.99B
$1B+
Est. Revenue
$79.9M
@ 1% on AUM
Est. EBITDA
$24.0M
@ 30% margin
Est. Deal Value
$191.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BALBEC CAPITAL MANAGEMENT LP
CRD
284363
SEC file #
801-108741
EIN
873479680
DBA names
—

Economics

AUM
$7.99B
AUM band
$1B+
AUM trajectory
'20'26
$1.36B → $7.99B▲ +487%
Client mix
Pooled Investment Vehicles22

Operations

Employees (total)
150
Advisory staff (per ADV)
40
Advisory staff (5-yr trend)
'20'26
44 advisors → 40 advisors▼ -9%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
balbec.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
INSOLVE CAPITAL G.P. PARENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
INSOLVE CAPITAL G.P. PARENT
BALBEC CAPITAL MANAGEMENT, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BALBEC.COM
Rdap Domain Creation Date
2002-03-26T05:25:15Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001960446
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2023-01-03
Edgar Last Filing Date
2023-12-28
Edgar Form D Count
2
Edgar Form D Offerings
2023-12-282023-12-28 · 0000945621-23-000616
2023-01-032023-01-03 · 0000945621-23-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank24
Jpmorgan16
Goldman Sachs8
E*trade4
Edgar Addresses
Mailing
C/O BALBEC CAPITAL MANAGEMENT, LP7114 E. STETSON DRIVE, SUITE 250SCOTTSDALE, AZ 85251
Business
C/O BALBEC CAPITAL MANAGEMENT, LP7114 E. STETSON DRIVE, SUITE 250SCOTTSDALE, AZ 85251
Edgar EIN
873479680
Edgar Recent Filings
D/A2023-12-28 · 0000945621-23-000616
D2023-01-03 · 0000945621-23-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-03T11:59:59Z
Rdap Domain Last Changed
2022-09-10T09:27:34Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
DANIELS, PHILIP, JOHN
Executive Officer · 2.5%
4322314
HOUGHTON, CHRISTINA, L
Executive Officer · 2.5%
5144807
NIEHAUS, BRETT, STEVEN
Executive Officer · 2.5%
5941411
PADDEN, JEFF, CARTER
Executive Officer · 2.5%
6694872
RUSBASAN, CHARLES, JOSEPH
Executive Officer · 2.5%
2341939
SPECTOR, WARREN, JEFFREY
Executive Officer · 2.5%
1216931
TROISI, PETER, JOHN
Executive Officer · 2.5%
5251072