| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A70 | O'CONNOR WEALTH MANAGEMENT, INC. CRD 152316 | CA | $179.1M | 2 | Wells Fargo→ |
| B65 | TICINO WEALTH LLC CRD 335808 | CA | $400.2M | 3 | Wells Fargo→ |
| B55 | SYRIOS WEALTH MANAGEMENT GROUP, INC. CRD 332139 | CA | $424.6M | 2 | Wells Fargo→ |
| B55 | INFANGER INVESTMENT TECHNOLOGY, LLC CRD 112328 | CA | $494.9M | 1 | Wells Fargo→ |
| B53 | LEGION PARTNERS ASSET MANAGEMENT, LLC CRD 164136 | CA | $200.9M | 3 | Wells Fargo→ |
| B52 | BRANT POINT INVESTMENT MANAGEMENT LLC CRD 157572 | NY | $453.3M | — | Wells Fargo→ |
| B52 | CP CAPITAL (US) PARTNERS LP CRD 158979 | NY | $393.6M | — | Wells Fargo→ |
| C50 | VIRGO INVESTMENT GROUP LLC CRD 157297 | CA | $857.4M | — | Wells Fargo→ |
| C49 | TONKA CAPITAL PARTNERS, LLC CRD 298336 | MN | $139.8M | 3 | Wells Fargo→ |
| C49 | TRUBEE WEALTH ADVISORS, INC. CRD 3618 | NY | $911.5M | 17 | Wells Fargo→ |
| C49 | LINCOLNSHIRE MANAGEMENT, INC. CRD 157144 | NY | $494.4M | — | Wells Fargo→ |
| C48 | BRIGHTON SECURITIES CORP. CRD 3875 | NY | $931.0M | 31 | Wells Fargo→ |
| C47 | PACIFIC INCOME ADVISERS INC CRD 104719 | CA | $2.25B | 5 | Wells Fargo→ |
| C46 | OAK ASSET MANAGEMENT, LLC CRD 287856 | CA | $413.8M | 4 | Wells Fargo→ |
| C41 | FOUR POINTS ADVISORS, LLC CRD 171720 | NY | $40.0M | 11 | Wells Fargo→ |
| C41 | THE PITTI GROUP WEALTH MANAGEMENT, LLC CRD 314685 | NY | $374.3M | 4 | Wells Fargo→ |
| C40 | FLYWHEEL PRIVATE WEALTH LLC CRD 325690 | CA | $415.0M | 2 | Wells Fargo→ |
| C40 | VILA, LLC CRD 307186 | CA | $286.5M | — | Wells Fargo→ |
| C39 | ASPEN RENEWABLE INVESTMENTS, L.L.C. CRD 334812 | NY | $868.4M | — | Wells Fargo→ |
| C38 | NORTHCAPE WEALTH MANAGEMENT, LLC CRD 312350 | NY | $706.1M | 4 | Wells Fargo→ |
| C38 | PINNACLE CAPITAL MANAGEMENT, LLC CRD 141661 | NY | $300.5M | — | Wells Fargo→ |
| C37 | MA ASSET MANAGEMENT, LLC CRD 283673 | NY | $257.7M | — | Wells Fargo→ |
| C37 | PING CAPITAL MANAGEMENT, INC. CRD 308358 | NY | $482.2M | — | Wells Fargo→ |
| C37 | ESTABROOK CAPITAL MANAGEMENT LLC CRD 128856 | NY | $933.3M | 4 | Wells Fargo→ |
| C36 | HACKMAN CAPITAL PARTNERS, LLC CRD 314721 | CA | $1.19B | — | Wells Fargo→ |
| C35 | MADISON INTERNATIONAL REALTY HOLDINGS, LLC CRD 158165 | NY | $6.31B | — | Wells Fargo→ |
| C35 | PRESTON CAPITAL LLC CRD 328417 | CA | $1.05B | — | Wells Fargo→ |
| C35 | IFC ADVISORS LLC CRD 332157 | CA | $2.34B | 9 | Wells Fargo→ |
| C34 | ATALA FINANCIAL INC CRD 318371 | CA | $370.7M | 2 | Wells Fargo→ |
| C34 | GALAXY INVESTMENT MANAGEMENT, LLC CRD 281589 | NY | $323.8M | — | Wells Fargo→ |
| C34 | SENTINEL ROCK REALTY TRUST INC. CRD 337421 | CA | $273.5M | — | Wells Fargo→ |
| C33 | BISON CAPITAL ASSET MANAGEMENT, LLC CRD 160562 | CA | $962.5M | — | Wells Fargo→ |
| C32 | C-III INVESTMENT MANAGEMENT LLC CRD 156553 | NY | $2.47B | — | Wells Fargo→ |
| C32 | SETPOINT MANAGEMENT LLC CRD 328702 | NY | $835.1M | — | Wells Fargo→ |
| C32 | MOMENT PARTNERS, LLC CRD 332691 | CA | $1.19B | 4 | Wells Fargo→ |
| C31 | CWS CAPITAL PARTNERS LLC CRD 166871 | CA | $268.4M | 7 | Wells Fargo→ |
| C31 | NORWEST CAPITAL ADVISORS, LLC CRD 323642 | MN | $3.84B | — | Wells Fargo→ |
| C29 | FFL PARTNERS, LLC CRD 156980 | CA | $4.11B | — | Wells Fargo→ |
| C29 | FLEXSTONE PARTNERS, LLC CRD 147353 | NY | $5.30B | — | Wells Fargo→ |
| C28 | PETROS FAMILY WEALTH, LLC CRD 324059 | MN | $341.6M | 8 | Wells Fargo→ |
| C28 | PACIFIC PRIVATE FUND ADVISORS LLC CRD 168830 | CA | $12.24B | — | Wells Fargo→ |
| C28 | MEDALIST PARTNERS LP CRD 292747 | NY | $2.44B | — | Wells Fargo→ |
| C27 | BLACKSTONE MULTI-ASSET ADVISORS L.L.C. CRD 171640 | NY | $8.54B | — | Wells Fargo→ |
| C27 | TERRA REIT ADVISORS, LLC CRD 290571 | NY | $1.44B | — | Wells Fargo→ |
| C27 | BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C. CRD 165796 | NY | $15.57B | — | Wells Fargo→ |
| C27 | OMERS INFRASTRUCTURE US LIMITED CRD 170309 | NY | $17.83B | — | Wells Fargo→ |
| C27 | HILTON CAPITAL MANAGEMENT, LLC CRD 116357 | NY | $3.16B | 7 | Wells Fargo→ |
| C26 | VOLEON CAPITAL MANAGEMENT LP CRD 147443 | CA | $29.38B | — | Wells Fargo→ |
| C26 | PRIME FINANCE ADVISOR, L.P. CRD 159971 | CA | $22.22B | — | Wells Fargo→ |
