SourcingSourcing

O'CONNOR WEALTH MANAGEMENT, INC.

A70
CRD 152316·SEC 801-131495·MONROVIA, CA
AUM
$179.1M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$537K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
O'CONNOR WEALTH MANAGEMENT, INC.
CRD
152316
SEC file #
801-131495
EIN
—
DBA names
—

Economics

AUM
$179.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$158.6M → $179.1M▲ +13%
Client mix
Individuals Other150
Individuals High Net Worth71

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
MONROVIA CA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
ocwealthmgt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
O'CONNOR, JOHN, VINCENT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
O'CONNOR, JOHN, VINCENT
DE LORIMIER, CHRISTOPHER,
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OCWEALTHMGT.COM
Rdap Domain Creation Date
2025-09-29T20:21:36Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Wells Fargo4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-29T20:21:36Z
Rdap Domain Last Changed
2025-09-29T20:21:37Z
Rdap Nameservers
Ns51.domaincontrol.comNs52.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1747463
Trust Company Affiliate
No

People (2)

2
O'CONNOR, JOHN, VINCENT
IAR · Direct Owner · 62.5%
1747463
DE LORIMIER, CHRISTOPHER,
IAR · Direct Owner · 37.5%
5559654