SourcingSourcing

HILTON CAPITAL MANAGEMENT, LLC

C27
CRD 116357·SEC 801-60776·GARDEN CITY, NY
AUM
$3.16B
$1B+
Est. Revenue
$31.6M
@ 1% on AUM
Est. EBITDA
$9.5M
@ 30% margin
Est. Deal Value
$75.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HILTON CAPITAL MANAGEMENT, LLC
CRD
116357
SEC file #
801-60776
EIN
452656077
DBA names
—

Economics

AUM
$3.16B
AUM band
$1B+
AUM trajectory
'20'26
$1.56B → $3.16B▲ +103%
Client mix
Individuals Other1,384
Individuals High Net Worth153
Corporations45
Other34
Pension Profit Sharing Plans19

Operations

Employees (total)
27
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
GARDEN CITY NY
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/23/2026
ADV-W filed at
—
Website
hiltoncapitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RAFFERTY HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
RAFFERTY HOLDINGS, LLC
MARTENS, BARBARA, LAUDISI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HILTONCAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2004-06-28T18:12:03Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
TLDS L.L.C. d/b/a SRSPlus

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
88,201
Form 5500 Compensation Trajectory 3y
202588,201
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
88,201
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001926783
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-18
Edgar Last Filing Date
2026-04-13
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-13
Accession0002085853-26-000356

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Wells Fargo5
E*trade4
Northern Trust2
Bny Mellon1
Edgar Addresses
Mailing
350 LINDEN OAKSSUITE 140ROCHESTER, NY 14625
Business
350 LINDEN OAKSSUITE 140ROCHESTER, NY 14625
Edgar EIN
452656077
Edgar Recent Filings
13F-HR2026-04-13 · 0002085853-26-000356
13F-HR2026-01-27 · 0002085853-26-000113
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-28T18:12:03Z
Rdap Domain Last Changed
2025-06-29T07:29:22Z
Rdap Nameservers
Dns1.srsplus.comDns2.srsplus.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
Yes

People (9)

9
OXENHAM, ALEXANDER, DAVID
IAR · Executive Officer · 2.5%
3028995
MARTENS, BARBARA, LAUDISI
IAR · Executive Officer · 2.5%
2992393
Reilly, Timothy, WILLIAM
IAR · Executive Officer · 2.5%
2179607
O'NEILL, CHRISTOPHER, CRAIG
IAR · Executive Officer · 2.5%
4711177
JEFFREY KENT SEELEY
Executive Officer · 2.5%
2539223
KEITNER, ANN, FREEMAN
Executive Officer · 2.5%
4019686
WILLIAM JAMES GARVEY
IAR
2336334
KEVIN ANTHONY MCCARTHY
IAR
2810983
THOMAS BARRY MAHER
IAR
2794302