SourcingSourcing

SETPOINT MANAGEMENT LLC

C32
CRD 328702·SEC 801-129911·NEW YORK, NY
AUM
$835.1M
$500M-$1B
Est. Revenue
$8.4M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$20.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SETPOINT MANAGEMENT LLC
CRD
328702
SEC file #
801-129911
EIN
000000000
DBA names
Setpoint Capital

Economics

AUM
$835.1M
AUM band
$500M-$1B
AUM trajectory
'25'26
$483.5M → $835.1M▲ +73%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
22
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'25'26
11 advisors → 12 advisors▲ +9%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
setpointcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SETPOINT HOLDINGS LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SETPOINT HOLDINGS LP
Lam, Michael
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SETPOINTCAPITAL.COM
Rdap Domain Creation Date
2021-01-27T21:59:48Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002042873
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-11-14
Edgar Last Filing Date
2025-12-12
Edgar Form D Count
2
Edgar Form D Offerings
2025-12-122025-12-12 · 0000919574-25-007369
2024-11-142024-11-14 · 0000919574-24-006757

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo8
E*trade4
U.s. Bank2
Edgar Addresses
Mailing
200 PARK AVE S.SUITE 1305NEW YORK, NY 10003
Business
200 PARK AVE S.SUITE 1305NEW YORK, NY 10003
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-12-12 · 0000919574-25-007369
D2024-11-14 · 0000919574-24-006757
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-01-27T21:59:48Z
Rdap Domain Last Changed
2026-01-23T21:12:44Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
Lam, Michael
Executive Officer · 2.5%
7831830
DePalma, Danielle, Marie
Executive Officer · 2.5%
7831809