SourcingSourcing

LESKO SECURITIES, INC.

C25
CRD 10091·SEC 801-110085·VESTAL, NY
AUM
$728.5M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LESKO SECURITIES, INC.
CRD
10091
SEC file #
801-110085
EIN
—
DBA names
—

Economics

AUM
$728.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$119.3M → $728.5M▲ +511%
Client mix
Individuals Other1,000
Individuals High Net Worth166
Charitable Organizations5

Operations

Employees (total)
22
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
8 advisors → 12 advisors▲ +50%
Primary office
VESTAL NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/lesko-financial-services(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LESKO FINANCIAL SERVICES, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
LESKO FINANCIAL SERVICES, INC.
HAMPTON, WILLIAM CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3029
Soi Zip Pct 200k Plus
0.0963
Soi Zip Returns 200k Plus
970
Soi Zip Total AGI
1,006,128
Fdic Zip Total Deposits
10,951,828,000
Fdic Zip Branch Count
212
Fdic Zip Top Banks
Manufacturers and Traders Trust Company
BSB Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
14
Bc Firm Active IA Count
12
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
The Binghamton Savings BankVestal, NY
Manufacturers and Traders Trust CompanyVestal, NY
Fdic Zip HHI
2121.93
Fdic Zip Top Bank Share Pct
42.86
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,202
Returns2,410
Stub 2
AGI74,218
Returns2,010
Stub 3
AGI94,685
Returns1,530
Soi Zip Total Business Income
31,496
Soi Zip Total Cap Gains
37,752
Soi Zip Total Dividends
29,649
Soi Zip Total Returns
10,070
Trust Company Affiliate
No

People (14)

14
STEBBINS, KAREN MARIE
IAR · Executive Officer · 2.5%
4152490
PICHURA, RICHARD JAMES
IAR · Executive Officer · 2.5%
4065566
HAMPTON, WILLIAM CHARLES
IAR · Executive Officer · 2.5%
1823025
LESKO, GREGORY STEPHEN
IAR · Executive Officer · 2.5%
1175893
LALOVIC, NIKOLA
IAR · Executive Officer · 2.5%
6513315
HARTUNG, ROBERT SCOTT
IAR · Executive Officer · 2.5%
1295142
THORNTON, STEVEN LEE
IAR · Executive Officer · 2.5%
4496384
STEPHEN WILLIAM SMITH
IAR
3034580
barak symes Steika
IAR
7419761
Jackson Grant Lesko
IAR
7465500
Mia Ann Hartung
IAR
8172190
Lindsay Spauster
IAR
7228438
RICHARD J BARBER
IAR
4286870
MARK MEIER
IAR
6774118