SourcingSourcing

MIDWESTERN SECURITIES TRADING COMPANY, LLC

C26
CRD 101080·SEC 801-77948·EAST PEORIA, IL
AUM
$1.98B
$1B+
Est. Revenue
$19.8M
@ 1% on AUM
Est. EBITDA
$6.0M
@ 30% margin
Est. Deal Value
$47.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MIDWESTERN SECURITIES TRADING COMPANY, LLC
CRD
101080
SEC file #
801-77948
EIN
—
DBA names
Midwestern Securities Trading Co.,llc

Economics

AUM
$1.98B
AUM band
$1B+
AUM trajectory
'20'26
$540.1M → $1.98B▲ +268%
Client mix
Individuals Other11,466
Individuals High Net Worth243
Corporations138

Operations

Employees (total)
105
Advisory staff (per ADV)
43
Advisory staff (5-yr trend)
'20'26
39 advisors → 43 advisors▲ +10%
Primary office
EAST PEORIA IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
facebook.com/bradfordwealthmanagement(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAHAM, MICHAEL JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GRAHAM, MICHAEL JOHN
WHITE, NATHAN WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:midwesternsecurities.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
64,136
Form 5500 Compensation Trajectory 3y
202564,136
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
64,136
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2364
Soi Zip Pct 200k Plus
0.0442
Soi Zip Returns 200k Plus
520
Soi Zip Total AGI
867,525
Fdic Zip Total Deposits
14,572,272,000
Fdic Zip Branch Count
290
Fdic Zip Top Banks
Morton Community Bank
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
44
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Bank One, PeoriaPeoria, IL
Bank One, PeoriaEast Peoria, IL
Fdic Zip HHI
4863.63
Fdic Zip Top Bank Share Pct
69.05
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI37,354
Returns2,940
Stub 2
AGI106,164
Returns2,870
Stub 3
AGI113,332
Returns1,840
Soi Zip Total Business Income
17,371
Soi Zip Total Cap Gains
18,845
Soi Zip Total Dividends
14,444
Soi Zip Total Returns
11,760
Top Owner CRD
2726573
Trust Company Affiliate
No

People (50)

50
GRAHAM, MICHAEL JOHN
IAR · Direct Owner · 62.5%
2726573
WHITE, NATHAN WILLIAM
IAR · Direct Owner · 7.5%
4384158
TARABOLETTI, CASSANDRA LEE
IAR · Executive Officer · 2.5%
5090888
Sarah Ann Gritzmacher
IAR
7146530
MICHAEL D ENNEN
IAR
7331258
TATE ROBERT HARTMAN
IAR
6417599
Ian Randal Timmermann
IAR
7951578
Erin Lea Hackbart
IAR
8046166
Angela Jeannette Johnson
IAR
4444539
Connor Thomas Reinarman
IAR
7933893
Kristin L Kopczynski
IAR
7456020
ANDREW RICHARD REED
IAR
6700708
MONICA ANN VINSON
IAR
7544182
MARC JONATHAN THEIEN
IAR
2823651
JODI S CHANDLER
IAR
6158224
BRIAN HOWARD CARD
IAR
4762530
Nikolas Steven Adams
IAR
7266792
KENDALL MICHAEL COX
IAR
7747096
Elizabeth M White
IAR
7500344
JOSHUA ANDREW MILLER
IAR
4442923
LUKE HARL
IAR
7189744
Joshua William Janssen
IAR
7827080
Luke Emerson Corrigan
IAR
8004171
MICHAEL THOMAS VOGT
IAR
6531601
Nathaniel Mayes
IAR
7753901
Trace Robert Gold
IAR
7933584
ADAM BRADLEY CARLSON
IAR
6270665
JEFFREY LEE WEBER
IAR
2709671
ROBERT MATTHEW MINOR
IAR
5873432
ERIC MATTHEW GRANT
IAR
6059634
Eric Paul Benes
IAR
7348193
BRADY LEWIS HUBER
IAR
7416850
Christine Annette Braun
IAR
7899606
Nicholas Murphy Kuhlman
IAR
8115279
JASON FREDERICK STADSHOLT
IAR
4495307
MARK ALLEN GREGOR
IAR
5400575
Seth Emerson Cromer
IAR
6215364
Drew Thomas Rowley
IAR
8212840
SCOTT MICHAEL FISHER
IAR
6826805
AHLDEN JAY HARMS
IAR
6663163
Leighton Brian Gerdes
IAR
7926280
Emily Lynn Bruington
IAR
7936383
Anne Elizabeth Schutt
IAR
7141942
Sean Nicholas Baldwin
IAR
8114384
Natausha M Tingle
IAR
6621092
JEFFREY ALAN SCHUMACHER
IAR
4501247
JOHN PAUL FIERST
IAR
2783921
DANA BRANDL TUPPER
IAR
5865505
CODY DENNIS LEACH
IAR
6361417
Michael Andrew Doublin
IAR
6963911