SourcingSourcing

ALEXANDER INVESTMENT SERVICES CO.

B51
CRD 1037·SEC 801-10334·LOUISVILLE, KY
AUM
$496.3M
$100M-$500M
Est. Revenue
$5.0M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALEXANDER INVESTMENT SERVICES CO.
CRD
1037
SEC file #
801-10334
EIN
—
DBA names
—

Economics

AUM
$496.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$357.3M → $496.3M▲ +39%
Client mix
Individuals Other1,117
Individuals High Net Worth123
Pension Profit Sharing Plans10

Operations

Employees (total)
12
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
13 advisors → 10 advisors▼ -23%
Primary office
LOUISVILLE KY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
aisretirement.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HANLEIN, LEO ANDREW
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
HANLEIN, LEO ANDREW
FOX, RICHARD LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AISRETIREMENT.COM
Rdap Domain Creation Date
2003-12-15T15:22:26Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
12
Bc Firm Active IA Count
10
Bc Firm IAR Count
12
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-15T15:22:26Z
Rdap Domain Last Changed
2022-12-05T14:03:47Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2369588
Trust Company Affiliate
No

People (12)

12
HANLEIN, LEO ANDREW
IAR · Direct Owner · 37.5%
2369588
STILLWAGON, JOHN BRADLEY
IAR · Direct Owner · 17.5%
2431428
HANLEIN, MICHAEL ANDREW
IAR · Direct Owner · 17.5%
6677516
WILSON, THOMAS CRAIG
IAR · Direct Owner · 17.5%
1356727
FOX, RICHARD LYNN
IAR · Direct Owner · 17.5%
1238021
ADAMS, DREW STEPHENSON
IAR · Direct Owner · 7.5%
5181929
MEEK, ROBERT ALLEN
IAR · Executive Officer · 2.5%
6890033
WILLIAM OLIVER BROOKS
IAR
710238
GERALD ANDREW WELLS
IAR
729663
ANCIL COLLETT
IAR
4355109
CLAUDE WAYNE COLLETT
IAR
1413677
JOHN M FRYMIRE
IAR
3084350