SourcingSourcing

SANFORD C. BERNSTEIN & CO., LLC

C38
CRD 104474·SEC 801-57937·NASHVILLE, TN
AUM
$1.22B
$1B+
Est. Revenue
$12.2M
@ 1% on AUM
Est. EBITDA
$3.7M
@ 30% margin
Est. Deal Value
$29.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SANFORD C. BERNSTEIN & CO., LLC
CRD
104474
SEC file #
801-57937
EIN
911175091
DBA names
—

Economics

AUM
$1.22B
AUM band
$1B+
AUM trajectory
'20'26
$9.12B → $1.22B▼ -87%
Client mix
Individuals High Net Worth98
Pooled Investment Vehicles5
Charitable Organizations5
Pension Profit Sharing Plans1
State Or Municipal Govt1

Operations

Employees (total)
0
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
—
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMSubscription feesFixed feesCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
youtube.com/c/bernsteinpwm

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLIANCE CAPITAL MANAGEMENT LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
ALLIANCE CAPITAL MANAGEMENT LLC
MEYERS, RICHARD EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
11
Form 5500 Total Compensation
15,907,286
Form 5500 Compensation Trajectory 3y
202515,907,286
Form 5500 Plan Count Trajectory 3y
202511
Schedule C Total Compensation
15,907,286
Schedule C Service Provider Rows
11

SEC EDGAR

Edgar Cik
0000721204
Edgar Registered
Yes
Edgar Filing Count
105
Edgar First Filing Date
1999-05-10
Edgar Last Filing Date
2016-04-29
Edgar 13f Count
99
Edgar 13f Latest AUM Estimate
Filing Date2016-04-29
Accession0000950123-16-016085
Edgar Former Names
RUSSELL FRANK CO

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
9
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
State Street2
Edgar Addresses
Mailing
1301 SECOND AVENUE18TH FLOORSEATTLE, WA 98101
Business
1301 SECOND AVENUE18TH FLOORSEATTLE, WA 98101
Edgar EIN
911175091
Edgar Recent Filings
13F-HR2016-04-29 · 0000950123-16-016085
13F-HR2016-01-27 · 0000950123-16-013074
Fee Schedule
Bracket I35
Bracket V30
Bracket Vi14
Bracket Iii7
Bracket Iv5
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (55)

55
RICHARD EDWARD MEYERS
Executive Officer · 2.5%
4453533
STEVEN MICHAEL EISENBERG
Executive Officer · 2.5%
2963027
GARY MICHAEL KRUEGER
Executive Officer · 2.5%
2840211
KEITH ANDREW PURCELL
Executive Officer · 2.5%
4228391
DANIEL EUGENE WRIGHT
Executive Officer · 2.5%
2204732
EDDIE OSWALD ORTIZ
IAR
2616407
DENA S ALTMAN
IAR
4858427
Xue Tian
IAR
6449774
Edward Ferrey
IAR
7924517
PENELOPE PICCAGLI
IAR
7812490
KARIN LISA PEMBROKE
IAR
1301548
MICHAEL JASON BAGATELL
IAR
2986631
JENNIFER CHLOE PALLICER
IAR
5926294
DEBORAH SUE JIN HAN
IAR
6517033
Preston Serra
IAR
7951870
Sheridan Constant
IAR
7972320
Thuy An Pham Nguyen
IAR
7947262
Monroe Chao
IAR
7904875
Taylor Schoenberg
IAR
8022705
DANIEL LEE BRUNELLO
IAR
2635706
JASON BRANDT
IAR
2717604
MICHELE RAMOS WALKER
IAR
2584569
RAFAEL BRU
IAR
7948386
AMANDA FRANK
IAR
7948431
SLOANE TRELLES LAMB
IAR
2454649
MIGUEL ADRIAN ROZENSZTROCH
IAR
2703530
William Tyler Douglas
IAR
7982455
Justin Gregory Langs
IAR
7996026
ELIZABETH M SMITH MALIK
IAR
1290459
Shannon Timoney
IAR
8017381
Olivia Hanley
IAR
8041236
AMARA BRIGGS
IAR
2614128
Austin Todd Hall
IAR
8043671
Moira Anne McLachlan
IAR
2707058
John David George Stabenfeldt
IAR
7856800
MARIJA FLYNN
IAR
7893732
JAMES WALLACE MACGREGOR
IAR
2646193
Logan Daniel Smith
IAR
7964528
QUINLAN POWERS MURPHY
IAR
8027814
Joseph Lacy Carr Churchill
IAR
7012866
ROBERT THOMAS BIELINSKI
IAR
2185352
CHRISTOPHER JAY CLARKSON
IAR
2720240
ELLEN ELIZABETH KIERNAN
IAR
7901685
BRIAN P HANNA
IAR
4322193
KELLY ANTOINETTE SAVALA
IAR
4804002
SPENCER MONTGOMERY STILTZ
IAR
6302317
MEIRA LEVI
IAR
8003567
PACEN MCLAINE KENNEDY
IAR
7784259
FRANK ANTHONY LOUGHLIN
IAR
2009433
Sara Diane Carroll
IAR
7563206
Jordan Roberts
IAR
7754332
Andrew C Estrada
IAR
7828897
ANN PARKER HAMMOCK WEEDEN
IAR
5824613
Andrew Mack
IAR
7420362
ALEXANDRA MEGAN KAMRAN
IAR
7819195