SourcingSourcing

FINANCIAL ENGINES ADVISORS L.L.C.

C27
CRD 104510·SEC 801-55196·SANTA CLARA, CA
AUM
$326.29B
$1B+
Est. Revenue
$3.26B
@ 1% on AUM
Est. EBITDA
$978.9M
@ 30% margin
Est. Deal Value
$7.83B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL ENGINES ADVISORS L.L.C.
CRD
104510
SEC file #
801-55196
EIN
943250323
DBA names
Edelman Financial Engines

Economics

AUM
$326.29B
AUM band
$1B+
AUM trajectory
'20'26
$181.30B → $326.29B▲ +80%
Client mix
Other Investment Advisers766,796
Individuals Other431,514
Individuals High Net Worth45,656
Pension Profit Sharing Plans227
Corporations169

Operations

Employees (total)
1,679
Advisory staff (per ADV)
553
Advisory staff (5-yr trend)
'20'26
592 advisors → 553 advisors▼ -7%
Primary office
SANTA CLARA CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesSubscription feesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
indeed.com/cmp/edelman-financial-engines

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EDELMAN FINANCIAL ENGINES, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
EDELMAN FINANCIAL ENGINES, LLC
ANTONE, LEWIS, EMERSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INDEED.COM
Rdap Domain Creation Date
1998-03-30T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
102
Form 5500 Total Participants
3,882
Form 5500 Total Compensation
57,873,736
Form 5500 Compensation Trajectory 3y
202557,627,509
2026246,227
20240
Form 5500 Plan Count Trajectory 3y
202595
20265
20242
Schedule C Total Compensation
57,873,736
Schedule C Service Provider Rows
104

SEC EDGAR

Edgar Cik
0001420473
Edgar Registered
Yes
Edgar Filing Count
70
Edgar First Filing Date
2008-02-07
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
68
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001214659-26-006143

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
E*trade4
State Street3
Fidelity2
Edgar Addresses
Mailing
3945 FREEDOM CIRCLESUITE 450SANTA CLARA, CA 95054
Business
3945 FREEDOM CIRCLESUITE 450SANTA CLARA, CA 95054
Edgar EIN
943250323
Edgar Recent Filings
13F-HR2026-05-14 · 0001214659-26-006143
13F-HR2026-02-12 · 0001214659-26-001606
Fee Schedule
Bracket X65
Bracket Ix34
Bracket Xi1
Bracket I0
Bracket Ii0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-29T04:00:00Z
Rdap Domain Last Changed
2026-04-08T15:30:11Z
Rdap Nameservers
Brit.ns.cloudflare.comKevin.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited
Trust Company Affiliate
No

People (55)

55
ANTONE, LEWIS, EMERSON
Executive Officer · 2.5%
2598478
GILFEDDER, NEIL
Executive Officer · 2.5%
7701975
HABERLI, RALPH, ERNST
Executive Officer · 2.5%
5573096
HANLEY, MEGAN
Executive Officer · 2.5%
7886341
LIERSCH, MICHAEL
Executive Officer · 2.5%
5830305
ZACHARY ADAM TOERING
IAR
4545424
SEAN THOMAS O'BANNON
IAR
4316870
BRYAN MICHAEL MOREEN
IAR
4832970
LAUREN KRISTINE WELLS
IAR
6876264
WENDY KAE MARTINEZ
IAR
6847664
LANCE JOSEPH BLOUNT
IAR
4625718
JANET BELLEZZA
IAR
4932020
ROBERT THOMAS FENNO
IAR
4947700
BENJAMIN THOMAS BOWEN
IAR
5847634
DAVID MARTIN MEINZENBACH
IAR
5849368
JAMES FRANCIS CONNELLY
IAR
5385217
RILEY DEFOREST LARIMORE
IAR
5521279
ADAM ROSLOVIC
IAR
5575320
James Matthew McPherson
IAR
5603720
KURT LEON FAUERBACH
IAR
5710437
ERIN MARIE FULTON
IAR
5445653
WILLIAM COOKE TRACY
IAR
5643600
VALLAPUZHA VAIDYANATHAN SANDHYA
IAR
6294000
MAZIN AHMED QURESHI
IAR
6281052
BRYAN BARRETT KIERNAN
IAR
6253237
ENID MARIA SANTIAGO
IAR
5967144
REBECCA DAWN PAWUK
IAR
5519119
CHRISTOPHER SEAN KENNY
IAR
5642458
IAN ANTHONY GEDMINAS
IAR
6778003
JAMES JOSEPH FURLONG
IAR
1921131
PAUL JAMES RUBACKA
IAR
1937162
KURT ARTHUR SKINNER
IAR
2504187
CHARLES CHRISTOPHER SCOTT
IAR
1823409
SUZANNE LYNN MINTER
IAR
6934614
DENNIS SCOTT PACKARD
IAR
2898775
KEN SEIRYU SAKAMOTO
IAR
1095790
DAVID SEAN MARKS
IAR
1968928
NINOS GEORGE MIRZA
IAR
6468544
ERIN M. SMITH
IAR
7532966
Matthew John Corley
IAR
8031149
AUSTIN MAXIMILAN KONECKE
IAR
2818642
ANDREW GERALD GULLION
IAR
6093023
KAY LEE RUSSELL
IAR
5606019
STEVEN MICHAEL MURRAY
IAR
2375072
CHRIS GREGORY ATHEY
IAR
5973714
BRYAN SCOTT LOPEZ
IAR
6392954
THOMAS SCOTT WOLFORD
IAR
2218064
BRETT TEMPLE STEPHENS
IAR
5108192
CRAIG MICHAEL MOTTL
IAR
5018780
JAMES JARVIS ELLIS
IAR
3068261
ANDREW THOMAS DICIACCIO
IAR
5419715
JOSEPH WILLIAM WHITMER
IAR
4028589
MARK LOCKWOOD SIKICH
IAR
6106786
STEPHEN BARRY FREEDMAN
IAR
3095502
ALISON ADRIANNA GARTER
IAR
6504178