SourcingSourcing

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

C46
CRD 104511·SEC 801-42549·OKLAHOMA CITY, OK
AUM
$1.63B
$1B+
Est. Revenue
$16.3M
@ 1% on AUM
Est. EBITDA
$4.9M
@ 30% margin
Est. Deal Value
$39.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOM JOHNSON INVESTMENT MANAGEMENT, LLC
CRD
104511
SEC file #
801-42549
EIN
—
DBA names
—

Economics

AUM
$1.63B
AUM band
$1B+
AUM trajectory
'20'26
$1.19B → $1.63B▲ +37%
Client mix
Individuals Other4,104
Individuals High Net Worth1,333
Corporations120
Charitable Organizations47
Pension Profit Sharing Plans27

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
OKLAHOMA CITY OK
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
tjim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BIMINI ADVISORS HOLDING LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BIMINI ADVISORS HOLDING LLC
PARRY, RICHARD, HOWORTH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TJIM.COM
Rdap Domain Creation Date
1998-06-13T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity7
Charles Schwab6
E*trade4
Lpl Financial3
Wells Fargo1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-06-12T04:00:00Z
Rdap Domain Last Changed
2025-05-13T18:36:31Z
Rdap Nameservers
Ns1.javelincms.comNs2.javelincms.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
PARRY, RICHARD, HOWORTH
IAR · Direct Owner · 17.5%
2022452
CALFY, LORI, ANN
Executive Officer · 2.5%
4301772
VIRGINIA ANN DAVIS
IAR
2190410
CORY JAMES ROBINSON
IAR
4781619
NICHOLAS JENNINGS POINTER
IAR
6097122
DOUGLAS ALAN HAWS
IAR
2683356
Jeremy Hunter Wilcox
IAR
6603720