SourcingSourcing

FRANKLIN ADVISERS, INC.

C30
CRD 104517·SEC 801-26292·SAN MATEO, CA
AUM
$509.45B
$1B+
Est. Revenue
$5.09B
@ 1% on AUM
Est. EBITDA
$1.53B
@ 30% margin
Est. Deal Value
$12.23B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRANKLIN ADVISERS, INC.
CRD
104517
SEC file #
801-26292
EIN
000000000
DBA names
—

Economics

AUM
$509.45B
AUM band
$1B+
AUM trajectory
'20'26
$423.66B → $509.45B▲ +20%
Client mix
Individuals Other22,641
Corporations823
Individuals High Net Worth382
Pooled Investment Vehicles263
Pension Profit Sharing Plans255

Operations

Employees (total)
384
Advisory staff (per ADV)
272
Advisory staff (5-yr trend)
'20'26
158 advisors → 272 advisors▲ +72%
Primary office
SAN MATEO CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
youtube.com/user/franklintempletontv

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRANKLIN RESOURCES, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
16
Control Persons
FRANKLIN RESOURCES, INC.
BAYSTON, ROGER, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:franklin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
130,136
Form 5500 Compensation Trajectory 3y
2025130,136
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
130,136
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001477279
Edgar Registered
Yes
Edgar Filing Count
34
Edgar First Filing Date
2010-04-16
Edgar Last Filing Date
2025-12-18
Edgar Form D Count
34
Edgar Form D Offerings
2025-12-182025-12-18 · 0001477279-25-000002
2024-09-302024-09-30 · 0001477279-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan114
Bny Mellon23
State Street18
U.s. Bank14
Morgan Stanley9
Edgar Addresses
Mailing
C/O FRANKLIN ADVISERS GP, LLCONE FRANKLIN PARKWAYSAN MATEO, CA 94403-1906
Business
C/O FRANKLIN ADVISERS GP, LLCONE FRANKLIN PARKWAYSAN MATEO, CA 94403-1906
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-12-18 · 0001477279-25-000002
D/A2024-09-30 · 0001477279-24-000001
Fee Schedule
Bracket Iv29
Bracket Vi17
Bracket Iii14
Bracket I11
Bracket X11
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (15)

15
BAYSTON, ROGER, ALAN
Executive Officer · 2.5%
2278204
CORREA, CHRISTIAN, KANAN
Executive Officer · 2.5%
4464707
DESAI, SONAL
Executive Officer · 2.5%
7070945
DOVER, STEPHEN, HAROLD
Executive Officer · 2.5%
1473436
HASENSTAB, MICHAEL, JAMES
Executive Officer · 2.5%
2664323
JOHNSON, RUPERT, HARRIS
Executive Officer · 2.5%
1106669
MCCARTHY, MICHAEL, PAUL
Executive Officer · 2.5%
2289397
Meyers, Thomas, Alan
Executive Officer · 2.5%
1912302
OSHITA, LINDSEY
Executive Officer · 2.5%
7183188
PERKS, EDWARD, DOUGLAS
Executive Officer · 2.5%
2320408
PETRYK, ADAM, JAY
Executive Officer · 2.5%
7020834
AVIGDOR, LEEOR, PAUL
Executive Officer · 2.5%
4702532
CURTIS, JONATHAN, TOURTELLOTTE
Executive Officer · 2.5%
4853035
DAVIS, BJORN, ANTHONY
Executive Officer · 2.5%
4104631
MERCHANT, THOMAS, CLIFTON
Executive Officer · 2.5%
3126886