SourcingSourcing

LAKESIDE ADVISORS INC

A70
CRD 104540·SEC 801-21230·SEATTLE, WA
AUM
$412.2M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAKESIDE ADVISORS INC
CRD
104540
SEC file #
801-21230
EIN
460454087
DBA names
—

Economics

AUM
$412.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$253.2M → $412.2M▲ +63%
Client mix
Individuals Other112
Individuals High Net Worth95
Charitable Organizations3
Pension Profit Sharing Plans2
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
lakesideadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FREY, ROBERT, EVERETT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FREY, ROBERT, EVERETT
MANDT, KRISTI, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LAKESIDEADVISORS.COM
Rdap Domain Creation Date
1999-03-29T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001384042
Edgar Registered
Yes
Edgar Filing Count
77
Edgar First Filing Date
2008-02-12
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
74
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001062993-26-002606

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Business
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Edgar EIN
460454087
Edgar Recent Filings
13F-HR2026-05-14 · 0001062993-26-002606
13F-HR2026-02-11 · 0001062993-26-000798
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-29T04:00:00Z
Rdap Domain Last Changed
2022-05-10T21:10:20Z
Rdap Nameservers
Ns2.intermedia.netNs3.intermedia.netNs4.intermedia.netNs5.intermedia.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
214260
Trust Company Affiliate
No

People (3)

3
FREY, ROBERT, EVERETT
IAR · Direct Owner · 87.5%
214260
OKAMOTO-SWANSON, MIKI
IAR · Executive Officer · 2.5%
5870077
MANDT, KRISTI, ANN
IAR · Executive Officer · 2.5%
1095765